Home/Filings/4/0001181580-22-000018

4//SEC Filing

NEWCASTLE CAPITAL GROUP LLC 4

Accession 0001181580-22-000018

CIK 0000718332other

View on SEC.gov Company Profile

Filed

Jun 26, 8:00 PM ET

Accepted

Jun 27, 12:42 PM ET

Size

15.9 KB

Accession

0001181580-22-000018

Insider Transaction Report

Form 4

Period: 2022-06-27

RAVE RESTAURANT GROUP, INC.RAVE

NEWCASTLE CAPITAL MANAGEMENT LP

Director10% OwnerOther

Transactions

Award
Director Stock Option (right to buy)
2022-06-27+40,000→ 40,000 total
Exercise: $1.06From: 2023-06-27Exp: 2032-06-27→ Common Stock (40,000 underlying)

Holdings

Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying)
40,000
Common Stock
140,691
Common Stock
(indirect: Shares directly owned by Newcastle Partners, L.P.)
3,092,125

NCM SERVICES, INC.

10% Owner

Transactions

Award
Director Stock Option (right to buy)
2022-06-27+40,000→ 40,000 total
Exercise: $1.06From: 2023-06-27Exp: 2032-06-27→ Common Stock (40,000 underlying)

Holdings

Common Stock
(indirect: Shares directly owned by Newcastle Partners, L.P.)
3,092,125
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying)
40,000
Common Stock
140,691

Schwarz 2012 Family Trust

10% Owner

Transactions

Award
Director Stock Option (right to buy)
2022-06-27+40,000→ 40,000 total
Exercise: $1.06From: 2023-06-27Exp: 2032-06-27→ Common Stock (40,000 underlying)

Holdings

Common Stock
140,691
Common Stock
(indirect: Shares directly owned by Newcastle Partners, L.P.)
3,092,125
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying)
40,000

SCHWARZ MARK E

Director10% OwnerOther

Transactions

Award
Director Stock Option (right to buy)
2022-06-27+40,000→ 40,000 total
Exercise: $1.06From: 2023-06-27Exp: 2032-06-27→ Common Stock (40,000 underlying)

Holdings

Common Stock
140,691
Common Stock
(indirect: Shares directly owned by Newcastle Partners, L.P.)
3,092,125
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying)
40,000

NEWCASTLE PARTNERS L P

10% Owner

Transactions

Award
Director Stock Option (right to buy)
2022-06-27+40,000→ 40,000 total
Exercise: $1.06From: 2023-06-27Exp: 2032-06-27→ Common Stock (40,000 underlying)

Holdings

Common Stock
140,691
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying)
40,000
Common Stock
(indirect: Shares directly owned by Newcastle Partners, L.P.)
3,092,125

NEWCASTLE CAPITAL GROUP LLC

Director10% OwnerOther

Transactions

Award
Director Stock Option (right to buy)
2022-06-27+40,000→ 40,000 total
Exercise: $1.06From: 2023-06-27Exp: 2032-06-27→ Common Stock (40,000 underlying)

Holdings

Common Stock
140,691
Common Stock
(indirect: Shares directly owned by Newcastle Partners, L.P.)
3,092,125
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying)
40,000

Footnotes (2)

[F1]Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP.
[F2]Granted as director stock options.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

RAVE RESTAURANT GROUP, INC.

CIK 0000718332

→

Entity typeother

IncorporatedTX

Related Parties

filerCIK 0001251293

Filing Metadata

Form type: 4
Filed: Jun 26, 8:00 PM ET
Accepted: Jun 27, 12:42 PM ET
Size: 15.9 KB

View on SEC.gov