RASKIND PETER E 4

What Happened

• Peter E. Raskind, a director of Capital One Financial Corp (COF), received a grant of 1,294 restricted stock units (RSUs) on 2026-05-08. The reported acquisition price is $0.00 (award/grant). This is a compensation award (transaction code A), not an open-market purchase or sale.

Key Details

• Transaction date: 2026-05-08 (Form 4 filed 2026-05-12; filing appears timely).
• Shares granted/issued: 1,294 RSUs; reported acquisition price: $0.00.
• Shares owned after transaction: Not specified in the provided filing excerpt.
• Footnotes:
  • F1: RSUs vest in their entirety on May 8, 2027; the reporting person is also entitled to additional shares representing dividends accrued on the shares issuable at settlement.
  • F2: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

Context

• RSU grants are a form of compensation and typically vest over time; they do not represent an immediate market purchase or sale. The award will convert to shares (plus dividend equivalents) on the stated vesting date, at which point the reporting person may hold or dispose of the shares subject to any company policies.