Earnings Feed
Start Free
RAYMOND JAMES FINANCIAL INC·4

Jan 9, 3:46 PM ET

AUGENBRAUN BARRY S 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Jan 9, 2004

Insider Transaction Report

Form 4
Period: 2003-12-04
RAYMOND JAMES FINANCIAL INCRJF
AUGENBRAUN BARRY S
Sr. VP - Corporate Secretary
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2003-12-04$37.80/sh+5,000$189,000→ 5,000 total
    Exercise: $37.80From: 2006-12-04Exp: 2009-02-04→ Common Stock (5,000 underlying)
Holdings

  • Common Stock

    (indirect: ESOP)
    626

  • Employee Stock Option (right to buy)

    Exercise: $20.63From: 2002-11-18Exp: 2005-01-18→ Common Stock (3,000 underlying)
    3,000

  • Employee Stock Option (right to buy)

    Exercise: $32.00From: 2004-11-28Exp: 2007-01-28→ Common Stock (4,000 underlying)
    4,000

  • Common Stock

    955
Footnotes (4)
  • [F1]Includes number of shares acquired under ESOP through 12/2003
  • [F2]Options Currently Exercisable - 2,400. Options Becoming exercisable 600 on 11/18/2004
  • [F3]Options Currently Exercisable - . Options Becoming exercisable 2,400 on 11/28/2004, 800 on 11/28/2005 and 800 on 11/28/2006
  • [F4]Options Currently Exercisable - . Options Becoming exercisable 1,750 on 12/04/2006, 1,250 on 01/04/2007, 1,000 on 12/04/07 and 1,000 on 12/04/2008

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT