4//SEC Filing
AUGENBRAUN BARRY S 4
Accession 0001182227-04-000001
CIK 0000720005other
Filed
Jan 8, 7:00 PM ET
Accepted
Jan 9, 3:46 PM ET
Size
7.6 KB
Accession
0001182227-04-000001
Insider Transaction Report
Form 4
AUGENBRAUN BARRY S
Sr. VP - Corporate Secretary
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2003-12-04$37.80/sh+5,000$189,000→ 5,000 totalExercise: $37.80From: 2006-12-04Exp: 2009-02-04→ Common Stock (5,000 underlying)
Holdings
- 626(indirect: ESOP)
Common Stock
- 3,000
Employee Stock Option (right to buy)
Exercise: $20.63From: 2002-11-18Exp: 2005-01-18→ Common Stock (3,000 underlying) - 4,000
Employee Stock Option (right to buy)
Exercise: $32.00From: 2004-11-28Exp: 2007-01-28→ Common Stock (4,000 underlying) - 955
Common Stock
Footnotes (4)
- [F1]Includes number of shares acquired under ESOP through 12/2003
- [F2]Options Currently Exercisable - 2,400. Options Becoming exercisable 600 on 11/18/2004
- [F3]Options Currently Exercisable - . Options Becoming exercisable 2,400 on 11/28/2004, 800 on 11/28/2005 and 800 on 11/28/2006
- [F4]Options Currently Exercisable - . Options Becoming exercisable 1,750 on 12/04/2006, 1,250 on 01/04/2007, 1,000 on 12/04/07 and 1,000 on 12/04/2008
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001182227
Filing Metadata
- Form type
- 4
- Filed
- Jan 8, 7:00 PM ET
- Accepted
- Jan 9, 3:46 PM ET
- Size
- 7.6 KB