FOSINA JOHN J 4

Accession 0001182326-03-000001

CIK 0000065100other

Filed

Nov 2, 7:00 PM ET

Accepted

Nov 3, 2:51 PM ET

Size

25.4 KB

Accession

0001182326-03-000001

Form 4

Period: 2003-10-30

Other

Transactions

Exercise/Conversion
Common Stock
2003-10-30$20.30/sh+704$14,289→ 18,859 total
Exercise/Conversion
Stock Option - Right to Acquire
2003-10-30−704→ 0 total
Exercise: $20.30Exp: 2007-01-29→ Common Stock (704 underlying)
Exercise/Conversion
Stock Option - Right to Acquire
2003-10-30−1,208→ 0 total
Exercise: $31.00Exp: 2008-01-26→ Common Stock (1,208 underlying)
Exercise/Conversion
Stock Option - Right to Acquire
2003-10-30−392→ 2,548 total
Exercise: $36.17Exp: 2009-01-25→ Common Stock (392 underlying)
Exercise/Conversion
Common Stock
2003-10-30$36.17/sh+392$14,179→ 20,459 total
Tax Payment
Common Stock
2003-10-30$58.68/sh−421$24,704→ 20,038 total
Sale
Common Stock
2003-10-31$58.87/sh−1,883$110,852→ 18,186 total
Exercise/Conversion
Common Stock
2003-10-30$31.00/sh+1,208$37,448→ 20,067 total

Holdings

Stock Option - Right to Acquire
Exercise: $36.17Exp: 2009-01-25→ Common Stock (7,932 underlying)
7,932
Stock Option - Right to Acquire
Exercise: $36.06Exp: 2013-01-27→ Common Stock (9,728 underlying)
9,728
Stock Option - Right to Acquire
Exercise: $43.78Exp: 2010-01-27→ Common Stock (9,160 underlying)
9,160
Stock Option - Right to Acquire
Exercise: $77.56Exp: 2011-01-23→ Common Stock (9,025 underlying)
9,025
Stock Option - Right to Acquire
Exercise: $53.74Exp: 2012-01-28→ Common Stock (18,869 underlying)
18,869

Footnotes (9)

[F1]This total also reflects the acquisition of shares of Merrill Lynch & Co., Inc. Common Stock as a result of dividend reinvestments and an allocation through various Merrill Lynch Plans which is exempt from the reporting requirements pursuant to Rule 16b-3, Rule 16a-3 and/or Rule 16a-11.
[F2]These stock options were granted under the Merrill Lynch & Co., Inc. Long-Term Incentive Compensation Plan ("Plan"). Transactions under the Plan are exempt under Rule 16b-3.
[F3]All stock options are exercisable.
[F4]588 stock options became exercisable after each of 1/25/00, 1/25/01, 1/25/02 and 1/25/03. 588 stock options are exercisable after 1/25/04.
[F5]These performance-based stock options became exercisable at a rate of 1% of the award for each increment of $20 million of Cumulative Economic Profit of the Issuer (determined annually on each anniversary of the award). 4,284 stock options became exercisable on 1/25/00 and 3,648 stock options became exercisable on 1/25/01.
[F6]1,832 stock options became exercisable after each of 1/27/01, 1/27/02 and 1/27/03. 1,832 stock options are exercisable after each of 1/27/04 and 1/27/05.
[F7]All stock options became exercisable after 7/31/01.
[F8]All stock options became exercisable after 7/31/02.
[F9]2,432 stock options are exercisable after each of 1/27/04, 1/27/05, 1/27/06 and 1/27/07.

Documents

1 file

MERRILL LYNCH & CO INC

CIK 0000065100

Entity typeother