4//SEC Filing
FOSINA JOHN J 4
Accession 0001182326-03-000002
CIK 0000065100other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 4:31 PM ET
Size
21.6 KB
Accession
0001182326-03-000002
Insider Transaction Report
Form 4
FOSINA JOHN J
Other
Transactions
- Sale
Common Stock
2003-11-10$58.57/sh−800$46,856→ 19,278 total - Sale
Common Stock
2003-11-10$58.59/sh−1,092$63,980→ 18,186 total - Exercise/Conversion
Stock Option - Right to Acquire
2003-11-07−1,960→ 588 totalExercise: $36.17Exp: 2009-01-25→ Common Stock (1,960 underlying) - Exercise/Conversion
Stock Option - Right to Acquire
2003-11-07−240→ 7,692 totalExercise: $36.17Exp: 2009-01-25→ Common Stock (240 underlying) - Exercise/Conversion
Common Stock
2003-11-07$36.17/sh+240$8,681→ 20,386 total - Tax Payment
Common Stock
2003-11-07$59.64/sh−308$18,369→ 20,078 total - Exercise/Conversion
Common Stock
2003-11-07$36.17/sh+1,960$70,897→ 20,146 total
Holdings
- 9,160
Stock Option - Right to Acquire
Exercise: $43.78Exp: 2010-01-27→ Common Stock (9,160 underlying) - 9,025
Stock Option - Right to Acquire
Exercise: $77.56Exp: 2011-01-23→ Common Stock (9,025 underlying) - 18,869
Stock Option - Right to Acquire
Exercise: $53.74Exp: 2012-01-28→ Common Stock (18,869 underlying) - 9,728
Stock Option - Right to Acquire
Exercise: $36.06Exp: 2013-01-27→ Common Stock (9,728 underlying)
Footnotes (7)
- [F1]These stock options were granted under the Merrill Lynch & Co., Inc. Long-Term Incentive Compensation Plan. Transactions under this Plan are exempt under the provisions of Rule 16b-3.
- [F2]196 stock options became exercisable after 1/25/00. 588 stock options became exercisable after each of 1/25/01, 1/25/02 and 1/25/03. 588 stock options are exercisable after 1/25/04.
- [F3]These performance-based stock options became exercisable at a rate of 1% of the award for each increment of $20 million of Cumulative Economic Profit of the Issuer (determined annually on each anniversary of the award). 4,284 stock options became exercisable on 1/25/00 and 3,648 stock options became exercisable on 1/25/01.
- [F4]1,832 stock options became exercisable after 1/27/01, 1/27/02 and 1/27/03. 1,832 stock options are exercisable after each of 1/27/04 and 1/27/05.
- [F5]All stock options became exercisable after 7/31/01.
- [F6]All stock options became exercisable after 7/31/02.
- [F7]2,432 stock options are exercisable after each of 1/27/04, 1/27/05, 1/27/06 and 1/27/07.
Documents
Issuer
MERRILL LYNCH & CO INC
CIK 0000065100
Entity typeother
Related Parties
1- filerCIK 0001182326
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 4:31 PM ET
- Size
- 21.6 KB