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4//SEC Filing

FOSINA JOHN J 4

Accession 0001182326-03-000003

CIK 0000065100other
View on SEC.govCompany Profile

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 4:57 PM ET

Size

16.1 KB

Accession

0001182326-03-000003

Insider Transaction Report

Form 4
Period: 2003-11-14
MERRILL LYNCH & CO INCMER
FOSINA JOHN J
Other
Transactions
  • Exercise/Conversion

    Common Stock

    2003-11-14$36.17/sh+2,496$90,285→ 20,682 total
  • Sale

    Common Stock

    2003-11-14$57.78/sh−2,496$144,219→ 18,186 total
  • Exercise/Conversion

    Stock Option - Right to Acquire

    2003-11-14−2,496→ 5,196 total
    Exercise: $36.17Exp: 2009-01-25→ Common Stock (2,496 underlying)
Holdings

  • Stock Option - Right to Acquire

    Exercise: $43.78Exp: 2010-01-27→ Common Stock (9,160 underlying)
    9,160

  • Stock Option - Right to Acquire

    Exercise: $77.56Exp: 2011-01-23→ Common Stock (9,025 underlying)
    9,025

  • Stock Option - Right to Acquire

    Exercise: $53.74Exp: 2012-01-28→ Common Stock (18,869 underlying)
    18,869

  • Stock Option - Right to Acquire

    Exercise: $36.06Exp: 2013-01-27→ Common Stock (9,728 underlying)
    9,728

  • Stock Option - Right to Acquire

    Exercise: $36.17Exp: 2009-01-25→ Common Stock (588 underlying)
    588
Footnotes (7)
  • [F1]These stock options were granted under the Merrill Lynch & Co., Inc. Long-Term Incentive Compensation Plan. Transactions under this Plan are exempt under the provisions of Rule 16b-3.
  • [F2]These performance-based stock options became exercisable at a rate of 1% of the award for each increment of $20 million of Cumulative Economic Profit of the Issuer (determined annually on each anniversary of the award). 4,044 stock options became exercisable on 1/25/00 and 3,648 stock options became exercisable on 1/25/01.
  • [F3]588 stock options are exercisable after 1/25/04.
  • [F4]1,832 stock options became exercisable after each of 1/27/01, 1/27/02 and 1/27/03. 1,832 stock options are exercisable after each of 1/27/04 and 1/27/05.
  • [F5]All stock options became exercisable after 7/31/01.
  • [F6]All stock options became exercisable after 7/31/02.
  • [F7]2,432 stock options are exercisable after each of 1/27/04, 1/27/05, 1/27/06 and 1/27/07.

Documents

1 file

Issuer

MERRILL LYNCH & CO INC

CIK 0000065100

→
Entity typeother

Related Parties

1
  • filerCIK 0001182326

Filing Metadata

Form type
4
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 4:57 PM ET
Size
16.1 KB
View on SEC.gov