NEUBURGER HEINZ JOACHIM 4
4 · MERRILL LYNCH & CO INC · Filed Apr 27, 2004
Insider Transaction Report
Form 4
NEUBURGER HEINZ JOACHIM
Director
Transactions
- Award
Stock Option - Right to Acquire
2004-04-23+3,824→ 3,824 totalExercise: $56.88Exp: 2014-04-23→ Common Stock (3,824 underlying) - Award
Common Stock
2004-04-23+1,275→ 5,719 total
Footnotes (3)
- [F1]These Deferred Stock Units were granted on April 23, 2004 pursuant to the Merrill Lynch & Co., Inc. Deferred Stock Unit and Stock Option Plan for Non-Employee Directors, as amended (the "Plan"). Deferred Stock Units are payable in Merrill Lynch & Co., Inc. Common Stock upon the earlier of the fifth Annual Meeting of Stockholders following the date of their grant or the director's End of Service Date, as defined in the Plan. Transactions under the Plan are exempt under Rule 16b-3.
- [F2]These stock options were granted under the Merrill Lynch & Co., Inc. Deferred Stock Unit and Stock Option Plan for Non-Employee Directors, as amended. Transactions under this Plan are exempt under Rule 16b-3.
- [F3]All stock options will become exercisable after 10/31/04.