4//SEC Filing
MERRILL LYNCH & CO INC 4
Accession 0001182338-04-000006
CIK 0000065100operating
Filed
Apr 26, 8:00 PM ET
Accepted
Apr 27, 4:20 PM ET
Size
9.5 KB
Accession
0001182338-04-000006
Insider Transaction Report
Form 4
NEWBIGGING DAVID K
Director
Transactions
- Award
Stock Option - Right to Acquire
2004-04-23+3,824→ 3,824 totalExercise: $56.88Exp: 2014-04-23→ Common Stock (3,824 underlying) - Award
Common Stock
2004-04-23+1,275→ 10,692 total
Holdings
- 11,191(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]These Deferred Stock Units were granted on April 23, 2004 pursuant to the Merrill Lynch & Co., Inc. Deferred Stock Unit and Stock Option Plan for Non-Employee Directors, as amended (the "Plan"). Deferred Stock Units are payable in Merrill Lynch & Co., Inc. Common Stock upon the earlier of the fifth Annual Meeting of Stockholders following the date of their grant or the director's End of Service Date, as defined in the Plan. Transactions under the Plan are exempt under Rule 16b-3.
- [F2]This total reflects the reinvestment of dividend equivalents into Deferred Units and Deferred Stock Units pursuant to the terms of the Merrill Lynch & Co., Inc. Deferred Stock Unit and Stock Option Plan for Non-Employee Directors, as amended; these transactions are exempt from reporting pursuant to Rule 16a-3 and/or 16a-11.
- [F3]These shares are held in a discretionary trust in which the reporting person is a permissable beneficiary.
- [F4]These stock options were granted under the Merrill Lynch & Co., Inc. Deferred Stock Unit and Stock Option Plan for Non-Employee Directors, as amended. Transactions under this Plan are exempt under Rule 16b-3.
- [F5]All stock options will become exercisable after 10/31/04.
Documents
Issuer
MERRILL LYNCH & CO INC
CIK 0000065100
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000065100
Filing Metadata
- Form type
- 4
- Filed
- Apr 26, 8:00 PM ET
- Accepted
- Apr 27, 4:20 PM ET
- Size
- 9.5 KB