Earnings Feed
Sign Up
Home/Filings/4/0001182489-09-000013
4//SEC Filing

GREYWOLF CAPITAL OVERSEAS FUND 4

Accession 0001182489-09-000013

CIK 0000759153other
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 6:36 PM ET

Size

37.6 KB

Accession

0001182489-09-000013

Insider Transaction Report

Form 4
Period: 2009-01-01
PARTICLE DRILLING TECHNOLOGIES INC/NVPDRT
GREYWOLF CAPITAL PARTNERS II LP
10% OwnerOther
Transactions
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−580,273→ 1,897,042 total
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−1,897,042→ 0 total
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−5,021→ 41,479 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (5,021 underlying)
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−24,244→ 79,256 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (24,244 underlying)
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−79,256→ 0 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (79,256 underlying)
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−132,751→ 1,096,896 total
Holdings

  • Warrant to Purchase Common Stock

    (indirect: See Footnotes)
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (41,479 underlying)
    41,479

  • Warrant to Purchase Common Stock

    (indirect: See Footnotes)
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (120,735 underlying)
    120,735

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    1,096,896

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    2,993,938
Greywolf GP LLC
10% OwnerOther
Transactions
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−5,021→ 41,479 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (5,021 underlying)
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−24,244→ 79,256 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (24,244 underlying)
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−132,751→ 1,096,896 total
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−580,273→ 1,897,042 total
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−1,897,042→ 0 total
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−79,256→ 0 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (79,256 underlying)
Holdings

  • Warrant to Purchase Common Stock

    (indirect: See Footnotes)
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (120,735 underlying)
    120,735

  • Warrant to Purchase Common Stock

    (indirect: See Footnotes)
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (41,479 underlying)
    41,479

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    1,096,896

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    2,993,938
GREYWOLF CAPITAL OVERSEAS FUND
10% OwnerOther
Transactions
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−5,021→ 41,479 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (5,021 underlying)
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−24,244→ 79,256 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (24,244 underlying)
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−79,256→ 0 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (79,256 underlying)
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−1,897,042→ 0 total
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−132,751→ 1,096,896 total
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−580,273→ 1,897,042 total
Holdings

  • Warrant to Purchase Common Stock

    (indirect: See Footnotes)
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (120,735 underlying)
    120,735

  • Warrant to Purchase Common Stock

    (indirect: See Footnotes)
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (41,479 underlying)
    41,479

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    1,096,896

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    2,993,938
Savitz Jonathan
10% OwnerOther
Transactions
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−1,897,042→ 0 total
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−132,751→ 1,096,896 total
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−580,273→ 1,897,042 total
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−5,021→ 41,479 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (5,021 underlying)
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−24,244→ 79,256 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (24,244 underlying)
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−79,256→ 0 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (79,256 underlying)
Holdings

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    1,096,896

  • Warrant to Purchase Common Stock

    (indirect: See Footnotes)
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (41,479 underlying)
    41,479

  • Warrant to Purchase Common Stock

    (indirect: See Footnotes)
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (120,735 underlying)
    120,735

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    2,993,938
Greywolf Capital Management LP
10% OwnerOther
Transactions
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−5,021→ 41,479 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (5,021 underlying)
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−79,256→ 0 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (79,256 underlying)
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−24,244→ 79,256 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (24,244 underlying)
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−580,273→ 1,897,042 total
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−132,751→ 1,096,896 total
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−1,897,042→ 0 total
Holdings

  • Warrant to Purchase Common Stock

    (indirect: See Footnotes)
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (120,735 underlying)
    120,735

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    2,993,938

  • Warrant to Purchase Common Stock

    (indirect: See Footnotes)
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (41,479 underlying)
    41,479

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    1,096,896
Greywolf Advisors LLC
10% OwnerOther
Transactions
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−132,751→ 1,096,896 total
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−24,244→ 79,256 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (24,244 underlying)
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−79,256→ 0 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (79,256 underlying)
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−580,273→ 1,897,042 total
  • Other

    Common Stock, par value $0.001 per share

    2009-01-01−1,897,042→ 0 total
  • Other

    Warrant to Purchase Common Stock

    2009-01-01−5,021→ 41,479 total
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (5,021 underlying)
Holdings

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    2,993,938

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    1,096,896

  • Warrant to Purchase Common Stock

    (indirect: See Footnotes)
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (120,735 underlying)
    120,735

  • Warrant to Purchase Common Stock

    (indirect: See Footnotes)
    Exercise: $3.25From: 2007-04-22Exp: 2011-10-19→ Common Stock (41,479 underlying)
    41,479
Footnotes (12)
  • [F1]The entities and individual identified in the footnotes of this Form 4 and certain affiliated entites that are filing a Form 3 on the same date as the filing of this Form 4 with respect to the securities described in this Form 4 (the "Greywolf SPVs Form 3") may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed an admission that such entities and individual are members of such group.
  • [F10]The reporting person contributed the securities to Greywolf Master Overseas, as part of the consideration in exchange for shares of Greywolf Master Overseas received by the reporting person.
  • [F11]For information regarding the total number of securities of the Issuer beneficially owned by certain affiliated entities, see the Greywolf SPVs Form 3.
  • [F12]Subject to adjustment.
  • [F2]The amount of securities shown in this row is owned directly by Greywolf Capital Partners II LP ("Greywolf Capital II").
  • [F3]The amount of securities shown in this row is owned directly by Greywolf Capital Overseas Fund ("Greywolf Overseas").
  • [F4]The amount of securities shown in this row is directly owned by Greywolf Capital II. As the general partner of Greywolf Capital II, Greywolf Advisors LLC (the "General Partner") may be deemed to be the beneficial owner of the Issuer's securities held by Greywolf Capital II. The General Partner hereby disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 under the Securities Exchange Act of 1934, as amended (the "'34 Act"), or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Greywolf Capital II.
  • [F5]The amount of securities shown in this row is directly owned by Greywolf Capital II and Greywolf Capital Overseas Master Fund ("Greywolf Master Overseas" and, together with Greywolf Capital II, the "Greywolf Funds"), which is a newly-organized Cayman Islands exempted company established as a master offshore investment fund for Greywolf Overseas. As the investment manager of the Greywolf Funds, Greywolf Capital Management LP (the "Investment Manager") may be deemed to be the beneficial owner of the Issuer's securities held by the Greywolf Funds. The Investment Manager hereby disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 under the '34 Act or otherwise, except to the extent of its pecuniary interest, if any.
  • [F6]The amount of securities shown in this row is directly owned by the Greywolf Funds. As the general partner of the Investment Manager, Greywolf GP LLC (the "Investment Manager General Partner") may be deemed to be the beneficial owner of the Issuer's securities held by the Greywolf Funds. The Investment Manager General Partner hereby disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 under the '34 Act or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, the Investment Manager.
  • [F7]The amount of securities shown in this row is directly owned by the Greywolf Funds. As the senior managing member of the General Partner and the sole managing member of the Investment Manager General Partner, Jonathan Savitz may be deemed to be the beneficial owner of the Issuer's securities held by the Greywolf Funds. Jonathan Savitz hereby disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 under the '34 Act or otherwise, except to the extent of his pecuniary interest, if any.
  • [F8]The reporting person contributed the securities to GCP II SPV I, a newly-established Cayman Islands exempted company established to hold and sell assets, as part of the consideration in exchange for shares of GCP II SPV I received by the reporting person.
  • [F9]The reporting person contributed the securities to GCOF SPV I, a newly-established Cayman Islands exempted company established to hold and sell assets, as part of the consideration in exchange for shares of GCOF SPV I received by the reporting person.

Documents

1 file

Issuer

PARTICLE DRILLING TECHNOLOGIES INC/NV

CIK 0000759153

→
Entity typeother
IncorporatedCayman Islands

Related Parties

1
  • filerCIK 0001272848

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 6:36 PM ET
Size
37.6 KB
View on SEC.gov