Home/Filings/4/0001182489-09-000256
4//SEC Filing

COHEN DAVID I 4

Accession 0001182489-09-000256

CIK 0001268984other

Filed

Mar 24, 8:00 PM ET

Accepted

Mar 25, 4:23 PM ET

Size

54.3 KB

Accession

0001182489-09-000256

Insider Transaction Report

Form 4
Period: 2009-03-23
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh822$1,48024,100 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh78$14024,022 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh500$88024,922 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh998$1,75682,699 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,200$5,760872,456 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh300$52812,491 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh400$72012,091 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh802$1,41281,897 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh6,500$11,440875,656 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,900$5,22078,997 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh2,200$3,872103,576 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,700$6,66099,876 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh1,900$3,34488,547 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,783$5,00985,764 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh7,917$14,25177,847 total
Holdings
  • Common Stock, par value $0.01 per share

    359,387
  • Common Stock, par value $0.01 per share

    31,600
  • Common Stock, par value $0.01 per share

    271,341
  • Common Stock, par value $0.01 per share

    324,573
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,935,439
  • Common Stock, par value $0.01 per share

    39,969
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,062,983
Mittal Saurabh
10% OwnerOther
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh822$1,48024,100 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh400$72012,091 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,900$5,22078,997 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh2,200$3,872103,576 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh500$88024,922 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh998$1,75682,699 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,783$5,00985,764 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh78$14024,022 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh6,500$11,440875,656 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,200$5,760872,456 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh802$1,41281,897 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh1,900$3,34488,547 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh300$52812,491 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,700$6,66099,876 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh7,917$14,25177,847 total
Holdings
  • Common Stock, par value $0.01 per share

    359,387
  • Common Stock, par value $0.01 per share

    31,600
  • Common Stock, par value $0.01 per share

    324,573
  • Common Stock, par value $0.01 per share

    271,341
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,062,983
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,935,439
  • Common Stock, par value $0.01 per share

    39,969
Voon Richard H.
10% OwnerOther
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh78$14024,022 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh400$72012,091 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,900$5,22078,997 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh7,917$14,25177,847 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh822$1,48024,100 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh300$52812,491 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,200$5,760872,456 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh500$88024,922 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh6,500$11,440875,656 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh998$1,75682,699 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh802$1,41281,897 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh2,200$3,872103,576 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,700$6,66099,876 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh1,900$3,34488,547 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,783$5,00985,764 total
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,935,439
  • Common Stock, par value $0.01 per share

    271,341
  • Common Stock, par value $0.01 per share

    324,573
  • Common Stock, par value $0.01 per share

    39,969
  • Common Stock, par value $0.01 per share

    359,387
  • Common Stock, par value $0.01 per share

    31,600
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,062,983
WEHRLY MARK C
10% OwnerOther
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh500$88024,922 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh7,917$14,25177,847 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,900$5,22078,997 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh400$72012,091 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh998$1,75682,699 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh802$1,41281,897 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh78$14024,022 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh300$52812,491 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,783$5,00985,764 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh822$1,48024,100 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,200$5,760872,456 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,700$6,66099,876 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh6,500$11,440875,656 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh2,200$3,872103,576 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh1,900$3,34488,547 total
Holdings
  • Common Stock, par value $0.01 per share

    324,573
  • Common Stock, par value $0.01 per share

    39,969
  • Common Stock, par value $0.01 per share

    31,600
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,062,983
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,935,439
  • Common Stock, par value $0.01 per share

    359,387
  • Common Stock, par value $0.01 per share

    271,341
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh78$14024,022 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh822$1,48024,100 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh2,200$3,872103,576 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh1,900$3,34488,547 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh500$88024,922 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh400$72012,091 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh6,500$11,440875,656 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,900$5,22078,997 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,700$6,66099,876 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh7,917$14,25177,847 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,200$5,760872,456 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh998$1,75682,699 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,783$5,00985,764 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh802$1,41281,897 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh300$52812,491 total
Holdings
  • Common Stock, par value $0.01 per share

    324,573
  • Common Stock, par value $0.01 per share

    39,969
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,062,983
  • Common Stock, par value $0.01 per share

    359,387
  • Common Stock, par value $0.01 per share

    31,600
  • Common Stock, par value $0.01 per share

    271,341
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,935,439
COHEN DAVID I
10% OwnerOther
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh998$1,75682,699 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh2,200$3,872103,576 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,700$6,66099,876 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh7,917$14,25177,847 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh822$1,48024,100 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,900$5,22078,997 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,783$5,00985,764 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,200$5,760872,456 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh1,900$3,34488,547 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh78$14024,022 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh400$72012,091 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh6,500$11,440875,656 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh500$88024,922 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh300$52812,491 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh802$1,41281,897 total
Holdings
  • Common Stock, par value $0.01 per share

    39,969
  • Common Stock, par value $0.01 per share

    271,341
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,935,439
  • Common Stock, par value $0.01 per share

    359,387
  • Common Stock, par value $0.01 per share

    31,600
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,062,983
  • Common Stock, par value $0.01 per share

    324,573
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh300$52812,491 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh6,500$11,440875,656 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh998$1,75682,699 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh802$1,41281,897 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,900$5,22078,997 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh822$1,48024,100 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh400$72012,091 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,200$5,760872,456 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh2,200$3,872103,576 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,700$6,66099,876 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh1,900$3,34488,547 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,783$5,00985,764 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh7,917$14,25177,847 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh500$88024,922 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh78$14024,022 total
Holdings
  • Common Stock, par value $0.01 per share

    359,387
  • Common Stock, par value $0.01 per share

    324,573
  • Common Stock, par value $0.01 per share

    271,341
  • Common Stock, par value $0.01 per share

    31,600
  • Common Stock, par value $0.01 per share

    39,969
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,062,983
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,935,439
STEYER THOMAS F
10% OwnerOther
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,783$5,00985,764 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh822$1,48024,100 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh802$1,41281,897 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh7,917$14,25177,847 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh6,500$11,440875,656 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh2,200$3,872103,576 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,700$6,66099,876 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh400$72012,091 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,200$5,760872,456 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh1,900$3,34488,547 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh500$88024,922 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh300$52812,491 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh998$1,75682,699 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,900$5,22078,997 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh78$14024,022 total
Holdings
  • Common Stock, par value $0.01 per share

    324,573
  • Common Stock, par value $0.01 per share

    359,387
  • Common Stock, par value $0.01 per share

    39,969
  • Common Stock, par value $0.01 per share

    31,600
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,935,439
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,062,983
  • Common Stock, par value $0.01 per share

    271,341
Roberts Thomas G. Jr.
10% OwnerOther
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,200$5,760872,456 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh998$1,75682,699 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,900$5,22078,997 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh500$88024,922 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh822$1,48024,100 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh1,900$3,34488,547 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh7,917$14,25177,847 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh300$52812,491 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh400$72012,091 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh6,500$11,440875,656 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh2,200$3,872103,576 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh78$14024,022 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh802$1,41281,897 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,700$6,66099,876 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,783$5,00985,764 total
Holdings
  • Common Stock, par value $0.01 per share

    271,341
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,935,439
  • Common Stock, par value $0.01 per share

    359,387
  • Common Stock, par value $0.01 per share

    324,573
  • Common Stock, par value $0.01 per share

    39,969
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,062,983
  • Common Stock, par value $0.01 per share

    31,600
Spokes Andrew J M
10% OwnerOther
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh78$14024,022 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh300$52812,491 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh400$72012,091 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh2,200$3,872103,576 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh500$88024,922 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,700$6,66099,876 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,783$5,00985,764 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh822$1,48024,100 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh6,500$11,440875,656 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh3,200$5,760872,456 total(indirect: See Footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh998$1,75682,699 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh802$1,41281,897 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh2,900$5,22078,997 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.76/sh1,900$3,34488,547 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-24$1.80/sh7,917$14,25177,847 total
Holdings
  • Common Stock, par value $0.01 per share

    359,387
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,062,983
  • Common Stock, par value $0.01 per share

    39,969
  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    1,935,439
  • Common Stock, par value $0.01 per share

    271,341
  • Common Stock, par value $0.01 per share

    31,600
  • Common Stock, par value $0.01 per share

    324,573
Footnotes (21)
  • [F1]The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that such entities and individuals are members of such group.
  • [F10]Farallon Capital Management, L.L.C. ("FCMLLC") manages certain discretionary accounts (the "Managed Accounts"), two of which have a parent-wholly owned subsidiary relationship. The amount of securities shown in this row is owned directly by the Managed Accounts.
  • [F11]FCMLLC, as the registered investment adviser to the Managed Accounts, may be deemed to be the beneficial owner of the Issuer's securities held by the Managed Accounts. FCMLLC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "'34 Act"), or otherwise, except to the extent of its pecuniary interest, if any.
  • [F12]The amount of securities shown in this row is owned directly by the Funds. As the general partner of the Farallon Funds and the managing member of NCP, Farallon Partners, L.L.C. ("FPLLC") may be deemed to be the beneficial owner of the Issuer's securities held by the Funds. FPLLC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing FPLLC's pro rata interest in, and interest in the profits of, the Farallon Funds and except to the extent of its pecuniary interest in NCP, if any.
  • [F13]The amount of securities shown in this row is owned directly by either the Funds or the Managed Accounts. Each of Noonday G.P. (U.S.), L.L.C. ("NGPUS") and Noonday Asset Management, L.P. ("NAMLP"), as a sub-investment adviser to the Funds and the Managed Accounts, may be deemed to be a beneficial owner of the Issuer's securities held by the Funds and the Managed Accounts. As the general partner of NAMLP, Noonday Capital, L.L.C. ("NCLLC") may be deemed to be a beneficial owner of the Issuer's securities held by the Funds and the Managed Accounts.
  • [F14]Each of David I. Cohen ("Cohen"), Saurabh K. Mittal ("Mittal"), Thomas G. Roberts, Jr. ("Roberts") and Andrew J. M. Spokes ("Spokes," and together with Cohen, Mittal and Roberts, the "Noonday Managing Members"), as a managing member of both NGPUS and NCLLC, may be deemed to be a beneficial owner of the Issuer's securities held by each of the Funds and the Managed Accounts.
  • [F15]NGPUS, NAMLP and the Noonday Managing Members hereby disclaim any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the '34 Act or otherwise, except to the extent of their pecuniary interest, if any. NCLLC hereby disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing NCLLC's pro rata interest in, and interest in the profits of, NAMLP.
  • [F16]The amount of securities shown in this row is owned directly by either the Funds or the Managed Accounts. Each of William F. Duhamel, Richard B. Fried, Daniel J. Hirsch, Monica R. Landry, Douglas M. MacMahon, William F. Mellin, Stephen L. Millham, Jason E. Moment, Ashish H. Pant, Rajiv A. Patel, Andrew J. M. Spokes, Richard H. Voon and Mark C. Wehrly (collectively, the "Farallon Managing Members") and Thomas F. Steyer (the "Farallon Senior Managing Member"), as either a managing member or a senior managing member of FPLLC and FCMLLC with the power to exercise investment discretion, may be deemed to be a beneficial owner of the Issuer's securities held by each of the Funds and the Managed Accounts.
  • [F17]The Farallon Managing Members and the Farallon Senior Managing Member disclaim any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the '34 Act or otherwise, except to the extent of their pecuniary interest, if any.
  • [F18]The amount of securities shown in this row is owned directly by Farallon FCP, Ltd. (the "FCP Trust").
  • [F19]The amount of securities shown in this row is owned directly by Farallon FCIP, Ltd. (the "FCIP Trust").
  • [F2]Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in the footnotes of this Form 4 that are not reporting persons on this Form 4 are filing three additional Form 4s on the same date as the filing of this Form 4 as reporting persons with respect to the securities described in this Form 4 (the "Parallel Form 4s"). Information regarding these entities and individuals is included on this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Form 4s.
  • [F20]The amount of securities shown in this row is owned directly by Farallon FCOI II, Ltd. (the "FCOI II Trust" and, together with the FCP Trust and the FCIP Trust, the "Farallon Trusts").
  • [F21]FPLLC is a trustee of each of the Farallon Trusts. FPLLC has no direct or indirect pecuniary interest in the securities held by the Farallon Trusts.
  • [F3]The amount of securities shown in this row is owned directly by Farallon Capital Partners, L.P. ("FCP").
  • [F4]The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners, L.P. ("FCIP").
  • [F5]The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners II, L.P. ("FCIP II").
  • [F6]The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners III, L.P. ("FCIP III").
  • [F7]The amount of securities shown in this row is owned directly by Tinicum Partners, L.P. ("Tinicum").
  • [F8]The amount of securities shown in this row is owned directly by Farallon Capital Offshore Investors II, L.P. ("FCOI II" and, together with FCP, FCIP, FCIP II, FCIP III and Tinicum, the "Farallon Funds").
  • [F9]The amount of securities shown in this row is owned directly by Noonday Capital Partners, L.L.C. ("NCP" and, together with the Farallon Funds, the "Funds").

Issuer

REDDY ICE HOLDINGS INC

CIK 0001268984

Entity typeother

Related Parties

1
  • filerCIK 0000898361

Filing Metadata

Form type
4
Filed
Mar 24, 8:00 PM ET
Accepted
Mar 25, 4:23 PM ET
Size
54.3 KB