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4//SEC Filing

CAPITALSOURCE INC 4

Accession 0001182489-09-000266

CIK 0001241199operating
View on SEC.govCompany Profile

Filed

Mar 24, 8:00 PM ET

Accepted

Mar 25, 6:24 PM ET

Size

42.3 KB

Accession

0001182489-09-000266

Insider Transaction Report

Form 4
Period: 2009-03-23
CAPITALSOURCE INCCSE
Farallon Capital Offshore Investors II, L.P.
10% OwnerOther
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−9,730$14,109→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−943,629$1,368,262→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,936,365$4,257,729→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−770,684$1,117,492→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,283,642$3,311,281→ 19,226,968 total(indirect: See Foonotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,948,004$4,274,606→ 0 total
Holdings

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    32,378,220

  • Common Stock, par value $0.01 per share

    2,243,768

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    13,151,252

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    15,940,752

  • Common Stock, par value $0.01 per share

    12,376

  • Common Stock, par value $0.01 per share

    9,208

  • Common Stock, par value $0.01 per share

    15,309

  • Common Stock, par value $0.01 per share

    2,073,871

  • Common Stock, par value $0.01 per share

    15,940,752

  • Common Stock, par value $0.01 per share

    8,809,096
DUHAMEL WILLIAM F
10% OwnerOther
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−770,684$1,117,492→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−9,730$14,109→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,936,365$4,257,729→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,948,004$4,274,606→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−943,629$1,368,262→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,283,642$3,311,281→ 19,226,968 total(indirect: See Foonotes)
Holdings

  • Common Stock, par value $0.01 per share

    15,940,752

  • Common Stock, par value $0.01 per share

    9,208

  • Common Stock, par value $0.01 per share

    15,309

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    32,378,220

  • Common Stock, par value $0.01 per share

    12,376

  • Common Stock, par value $0.01 per share

    8,809,096

  • Common Stock, par value $0.01 per share

    2,243,768

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    13,151,252

  • Common Stock, par value $0.01 per share

    2,073,871

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    15,940,752
FREMDER ANDREW B
Director
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−9,730$14,109→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−943,629$1,368,262→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,936,365$4,257,729→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,948,004$4,274,606→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−770,684$1,117,492→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,283,642$3,311,281→ 19,226,968 total(indirect: See Foonotes)
Holdings

  • Common Stock, par value $0.01 per share

    2,243,768

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    13,151,252

  • Common Stock, par value $0.01 per share

    8,809,096

  • Common Stock, par value $0.01 per share

    15,309

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    32,378,220

  • Common Stock, par value $0.01 per share

    12,376

  • Common Stock, par value $0.01 per share

    9,208

  • Common Stock, par value $0.01 per share

    15,940,752

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    15,940,752

  • Common Stock, par value $0.01 per share

    2,073,871
FARALLON CAPITAL MANAGEMENT LLC
10% OwnerOther
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−9,730$14,109→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,936,365$4,257,729→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−770,684$1,117,492→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−943,629$1,368,262→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,283,642$3,311,281→ 19,226,968 total(indirect: See Foonotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,948,004$4,274,606→ 0 total
Holdings

  • Common Stock, par value $0.01 per share

    9,208

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    13,151,252

  • Common Stock, par value $0.01 per share

    12,376

  • Common Stock, par value $0.01 per share

    8,809,096

  • Common Stock, par value $0.01 per share

    2,073,871

  • Common Stock, par value $0.01 per share

    2,243,768

  • Common Stock, par value $0.01 per share

    15,940,752

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    15,940,752

  • Common Stock, par value $0.01 per share

    15,309

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    32,378,220
MacMahon Douglas M
10% OwnerOther
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−9,730$14,109→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,948,004$4,274,606→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−770,684$1,117,492→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,283,642$3,311,281→ 19,226,968 total(indirect: See Foonotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,936,365$4,257,729→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−943,629$1,368,262→ 0 total
Holdings

  • Common Stock, par value $0.01 per share

    2,243,768

  • Common Stock, par value $0.01 per share

    15,309

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    15,940,752

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    32,378,220

  • Common Stock, par value $0.01 per share

    2,073,871

  • Common Stock, par value $0.01 per share

    15,940,752

  • Common Stock, par value $0.01 per share

    12,376

  • Common Stock, par value $0.01 per share

    8,809,096

  • Common Stock, par value $0.01 per share

    9,208

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    13,151,252
MELLIN WILLIAM F
10% OwnerOther
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,283,642$3,311,281→ 19,226,968 total(indirect: See Foonotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,948,004$4,274,606→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,936,365$4,257,729→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−9,730$14,109→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−770,684$1,117,492→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−943,629$1,368,262→ 0 total
Holdings

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    13,151,252

  • Common Stock, par value $0.01 per share

    8,809,096

  • Common Stock, par value $0.01 per share

    15,940,752

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    15,940,752

  • Common Stock, par value $0.01 per share

    12,376

  • Common Stock, par value $0.01 per share

    9,208

  • Common Stock, par value $0.01 per share

    15,309

  • Common Stock, par value $0.01 per share

    2,073,871

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    32,378,220

  • Common Stock, par value $0.01 per share

    2,243,768
FRIED RICHARD B
10% OwnerOther
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−943,629$1,368,262→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−9,730$14,109→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,283,642$3,311,281→ 19,226,968 total(indirect: See Foonotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−770,684$1,117,492→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,936,365$4,257,729→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,948,004$4,274,606→ 0 total
Holdings

  • Common Stock, par value $0.01 per share

    9,208

  • Common Stock, par value $0.01 per share

    2,073,871

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    32,378,220

  • Common Stock, par value $0.01 per share

    8,809,096

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    15,940,752

  • Common Stock, par value $0.01 per share

    15,940,752

  • Common Stock, par value $0.01 per share

    12,376

  • Common Stock, par value $0.01 per share

    2,243,768

  • Common Stock, par value $0.01 per share

    15,309

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    13,151,252
LANDRY MONICA R
10% OwnerOther
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−943,629$1,368,262→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−9,730$14,109→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,283,642$3,311,281→ 19,226,968 total(indirect: See Foonotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,936,365$4,257,729→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,948,004$4,274,606→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−770,684$1,117,492→ 0 total
Holdings

  • Common Stock, par value $0.01 per share

    15,309

  • Common Stock, par value $0.01 per share

    9,208

  • Common Stock, par value $0.01 per share

    2,073,871

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    13,151,252

  • Common Stock, par value $0.01 per share

    2,243,768

  • Common Stock, par value $0.01 per share

    15,940,752

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    32,378,220

  • Common Stock, par value $0.01 per share

    8,809,096

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    15,940,752

  • Common Stock, par value $0.01 per share

    12,376
Hirsch Daniel J.
10% OwnerOther
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,283,642$3,311,281→ 19,226,968 total(indirect: See Foonotes)
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,936,365$4,257,729→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−2,948,004$4,274,606→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−9,730$14,109→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−943,629$1,368,262→ 0 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-03-23$1.45/sh−770,684$1,117,492→ 0 total
Holdings

  • Common Stock, par value $0.01 per share

    9,208

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    13,151,252

  • Common Stock, par value $0.01 per share

    8,809,096

  • Common Stock, par value $0.01 per share

    2,243,768

  • Common Stock, par value $0.01 per share

    15,309

  • Common Stock, par value $0.01 per share

    15,940,752

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    15,940,752

  • Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    32,378,220

  • Common Stock, par value $0.01 per share

    2,073,871

  • Common Stock, par value $0.01 per share

    12,376
Footnotes (25)
  • [F1]The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that such entities and individuals are members of such group.
  • [F10]The amount of securities shown in this row is owned directly by FCOI II.
  • [F11]The amount of securities shown in this row is owned directly by FCP, RR, FCIP, FCIP II, FCIP III, Tinicum and FCOI II as set forth in footnotes (4) through (10) of this Form 4.
  • [F12]As the general partner of each of the Farallon Funds other than FCSLP, FPLLC may be deemed to be the beneficial owner of the Issuer's securities held by each of the Farallon Funds other than FCSLP. FPLLC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "'34 Act"), or otherwise, except as to securities representing FPLLC's pro rata interest in, and interest in the profits of, each of the Farallon Funds other than FCSLP.
  • [F13]The amount of securities shown in this row is owned directly by FCSLP.
  • [F14]The amount of securities shown in this row is owned directly by FCSLP. As the general partner to FCSLP, Farallon CS Institutional Finance, L.L.C. ("FCSLLC") may be deemed to be the beneficial owner of the Issuer's securities held by FCSLP. FCSLLC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing FCSLLC's proportionate interest in FCSLP.
  • [F15]Of the total amount of securities shown in Column 5, 15,940,752 Shares are owned directly by FCSLP and 3,286,216 Shares are owned directly by one or more discretionary accounts (the "Managed Accounts") managed by FCMLLC. FCMLLC, as the registered investment adviser to the Managed Accounts, may be deemed to be the beneficial owner of the Issuer's securities held by the Managed Accounts. As the registered investment adviser to FCSLLC (the general partner to FCSLP), FCMLLC may be deemed to be the beneficial owner of the Issuer's securities beneficially owned by FCSLLC.
  • [F16]FCMLLC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 under the '34 Act or otherwise, except to the extent of its pecuniary interest, if any.
  • [F17]The amount of securities shown in this row is owned directly by either the Farallon Funds or the Managed Accounts. Each of William F. Duhamel, Richard B. Fried, Daniel J. Hirsch, Monica R. Landry, Douglas M. MacMahon, William F. Mellin, Stephen L. Millham, Jason E. Moment, Ashish H. Pant, Rajiv A. Patel, Andrew J. M. Spokes, Richard H. Voon and Mark C. Wehrly (collectively, the "Managing Members") and Thomas F. Steyer (the "Senior Managing Member"), as either a Managing Member or a Senior Managing Member, with the power to exercise investment discretion, of FPLLC and FCMLLC, may be deemed to be a beneficial owner of the Issuer's securities held by each of the Farallon Funds as referenced in footnotes (4) to (10) and (13) of this Form 4 and by the Managed Accounts as referenced in footnote (15) of this Form 4.
  • [F18]If Andrew Fremder ("Fremder") and the entities and other individuals identified in this Form 4 were deemed members of a group holding equity securities of the Issuer, all of such entities and persons would be deemed to beneficially own the 32,390,596 Shares of common stock of the Issuer reported on this Table I. Fremder and the entities and other individuals filing this Form 4 expressly disclaim that they are members of any such group and expressly disclaim beneficial ownership for purposes of Section 16 of the '34 Act or otherwise of any Shares which would arise through membership in any such group.
  • [F19]The Managing Members, the Senior Managing Member and Fremder disclaim any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the '34 Act or otherwise, except to the extent of their pecuniary interest, if any; provided that the Senior Managing Member does not disclaim beneficial ownership of the 12,376 Shares he owns directly.
  • [F2]Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in the footnotes of this Form 4 that are not reporting persons on this Form 4 are filing two additional Form 4s on the same date as the filing of this Form 4 as reporting persons with respect to the securities described in this Form 4 (the "Parallel Form 4s"). Information regarding these entities and individuals is included on this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Form 4s.
  • [F20]This Form 4 does not include information with respect to any derivative securities previously received as director compensation by the Senior Managing Member or Fremder.
  • [F21]The amount of securities in this row is owned directly by the Senior Managing Member. The Senior Managing Member acquired such shares as a distribution with respect to his vested restricted stock units in connection with his resignation from the Issuer's Board of Directors.
  • [F22]The amount of securities shown in this row is owned directly by Farallon FCP, Ltd. (the "FCP Trust").
  • [F23]The amount of securities shown in this row is owned directly by Farallon FCIP, Ltd. (the "FCIP Trust").
  • [F24]The amount of securities shown in this row is owned directly by Farallon FCOI II, Ltd. (the "FCOI II Trust" and, together with the FCP Trust and the FCIP Trust, the "Farallon Trusts").
  • [F25]FPLLC is a trustee of each of the Farallon Trusts. FPLLC has no direct or indirect pecuniary interest in the securities held by the Farallon Trusts.
  • [F3]Of the shares of common stock (the "Shares") of the Issuer reported in this Form 4, 32,378,220 Shares are owned directly by Farallon Capital Partners, L.P. ("FCP"), RR Capital Partners, L.P. ("RR"), Farallon CS Institutional Finance II, L.P. ("FCSLP"), Farallon Capital Institutional Partners, L.P. ("FCIP"), Farallon Capital Institutional Partners II, L.P. ("FCIP II"), Farallon Capital Institutional Partners III, L.P. ("FCIP III"), Tinicum Partners, L.P. ("Tinicum") and Farallon Capital Offshore Investors II, L.P. ("FCOI II") (collectively, the "Farallon Funds") and by the Managed Accounts (as defined below) managed by Farallon Capital Management, L.L.C. ("FCMLLC"). In addition, 12,376 Shares are owned directly by the Senior Managing Member (as defined below).
  • [F4]The amount of securities shown in this row is owned directly by FCP.
  • [F5]The amount of securities shown in this row is owned directly by RR.
  • [F6]The amount of securities shown in this row is owned directly by FCIP.
  • [F7]The amount of securities shown in this row is owned directly by FCIP II.
  • [F8]The amount of securities shown in this row is owned directly by FCIP III.
  • [F9]The amount of securities shown in this row is owned directly by Tinicum.

Documents

1 file

Issuer

CAPITALSOURCE INC

CIK 0001241199

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001241199

Filing Metadata

Form type
4
Filed
Mar 24, 8:00 PM ET
Accepted
Mar 25, 6:24 PM ET
Size
42.3 KB
View on SEC.gov