CAPITALSOURCE INC 4
4 · CAPITALSOURCE INC · Filed May 4, 2009
Insider Transaction Report
Form 4
FREMDER ANDREW B
Director
Transactions
- Award
Phantom Stock
2009-04-30+24,272→ 53,027 total→ Common Stock (24,272 underlying)
Footnotes (5)
- [F1]Each share of phantom stock represents the right to receive one share of common stock.
- [F2]The shares of common stock underlying these shares of phantom stock are payable upon termination of the reporting person's service as a director, a date selected by the reporting person or as provided in the Issuer's Amended and Restated Deferred Compensation Plan, a form of which was filed with the Securities and Exchange Commission on August 8, 2007 as Exhibit 10.21 to the Issuer's Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2007.
- [F3]The shares of phantom stock reported in this row vest on the date of the Issuer's 2010 annual meeting of stockholders.
- [F4]The 24,272 phantom stock units reported in this row represent the annual equity grant issued by the Issuer to each member of its Board of Directors pursuant to the Issuer's Deferred Compensation Plan, which grant Fremder elected to receive in the form of phantom stock units.
- [F5]As reported in the Form 4s filed by Fremder and certain entities and individuals affiliated with Farallon Capital Management, L.L.C. and Farallon Partners, L.L.C. on March 25, 2009 with respect to the Issuer's common stock (the "Farallon Form 4s"), if Fremder and the entities and individuals identified in the Farallon Form 4s were deemed members of a group holding equity securities of the Issuer, Fremder may be deemed to be a beneficial owner of the securities reported in the Farallon Form 4s. Fremder expressly disclaims that he is a member of such group and disclaims any beneficial ownership of any of the Issuer's securities reported in the Farallon Form 4s for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.