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4//SEC Filing

CF ADVISORS LLC 4

Accession 0001182489-11-000029

CIK 0001006195other
View on SEC.govCompany Profile

Filed

Jan 9, 7:00 PM ET

Accepted

Jan 10, 6:27 PM ET

Size

19.5 KB

Accession

0001182489-11-000029

Insider Transaction Report

Form 4
Period: 2011-01-06
MATRIXX INITIATIVES INCMTXX
Porter Orlin LLC
10% OwnerOther
Transactions
  • Purchase

    Common Stock, par value $0.001 per share

    2011-01-06$8.63/sh+16,800$144,984→ 1,162,000 total(indirect: See Footnotes)
  • Purchase

    Common Stock, par value $0.001 per share

    2011-01-06$8.63/sh+108,024$932,247→ 765,424 total
Holdings

  • Common Stock, par value $0.001 per share

    270,000

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    1,035,424
CF ADVISORS LLC
10% OwnerOther
Transactions
  • Purchase

    Common Stock, par value $0.001 per share

    2011-01-06$8.63/sh+16,800$144,984→ 1,162,000 total(indirect: See Footnotes)
  • Purchase

    Common Stock, par value $0.001 per share

    2011-01-06$8.63/sh+108,024$932,247→ 765,424 total
Holdings

  • Common Stock, par value $0.001 per share

    270,000

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    1,035,424
Amici Healthcare, L.P.
10% OwnerOther
Transactions
  • Purchase

    Common Stock, par value $0.001 per share

    2011-01-06$8.63/sh+16,800$144,984→ 1,162,000 total(indirect: See Footnotes)
  • Purchase

    Common Stock, par value $0.001 per share

    2011-01-06$8.63/sh+108,024$932,247→ 765,424 total
Holdings

  • Common Stock, par value $0.001 per share

    270,000

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    1,035,424
Collectors' Fund, L.P.
10% OwnerOther
Transactions
  • Purchase

    Common Stock, par value $0.001 per share

    2011-01-06$8.63/sh+16,800$144,984→ 1,162,000 total(indirect: See Footnotes)
  • Purchase

    Common Stock, par value $0.001 per share

    2011-01-06$8.63/sh+108,024$932,247→ 765,424 total
Holdings

  • Common Stock, par value $0.001 per share

    270,000

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    1,035,424
PORTER A ALEX
10% OwnerOther
Transactions
  • Purchase

    Common Stock, par value $0.001 per share

    2011-01-06$8.63/sh+108,024$932,247→ 765,424 total
  • Purchase

    Common Stock, par value $0.001 per share

    2011-01-06$8.63/sh+16,800$144,984→ 1,162,000 total(indirect: See Footnotes)
Holdings

  • Common Stock, par value $0.001 per share

    270,000

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    1,035,424
ORLIN PAUL E
10% OwnerOther
Transactions
  • Purchase

    Common Stock, par value $0.001 per share

    2011-01-06$8.63/sh+108,024$932,247→ 765,424 total
  • Purchase

    Common Stock, par value $0.001 per share

    2011-01-06$8.63/sh+16,800$144,984→ 1,162,000 total(indirect: See Footnotes)
Holdings

  • Common Stock, par value $0.001 per share

    (indirect: See Footnotes)
    1,035,424

  • Common Stock, par value $0.001 per share

    270,000
Footnotes (7)
  • [F1]The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group.
  • [F2]The amount of securities shown in this row is owned directly by Amici Healthcare, L.P. ("Amici Healthcare").
  • [F3]The amount of securities shown in this row is owned directly by The Collectors' Fund, L.P. (together with Amici Healthcare, the "Partnerships").
  • [F4]The amount of securities shown in this row is, in the aggregate, owned directly by the Partnerships. As the general partner of each of the Partnerships, CF Advisors, LLC (the "General Partner") may be deemed to be a beneficial owner of the Issuer's securities held by each of the Partnerships. The General Partner disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except as to securities representing the General Partner's pro rata interest in, and interest in the profits of, the Partnerships.
  • [F5]The amount of securities shown in this row is, in the aggregate, owned directly by the Partnerships and a discretionary account (the "Managed Account") managed by Porter Orlin LLC (the "Investment Manager").
  • [F6]As the registered investment adviser to the Partnerships and the Managed Account, the Investment Manager may be deemed to be a beneficial owner of the Issuer's securities held by the Partnerships and the Managed Account. The Investment Manager disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest, if any.
  • [F7]Each of A. Alex Porter and Paul E. Orlin (collectively, the "Managing Members"), as a managing member of the General Partner and the Investment Manager with the power to exercise investment discretion, may be deemed to be a beneficial owner of the Issuer's securities held by the Partnerships and the Managed Account. Each of the Managing Members disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest, if any.

Documents

1 file

Issuer

MATRIXX INITIATIVES INC

CIK 0001006195

→
Entity typeother

Related Parties

1
  • filerCIK 0001221177

Filing Metadata

Form type
4
Filed
Jan 9, 7:00 PM ET
Accepted
Jan 10, 6:27 PM ET
Size
19.5 KB
View on SEC.gov