Home/Filings/4/0001182489-12-000323
4//SEC Filing

Broughton Richard 4

Accession 0001182489-12-000323

CIK 0001091883other

Filed

Mar 5, 7:00 PM ET

Accepted

Mar 6, 8:07 PM ET

Size

23.8 KB

Accession

0001182489-12-000323

Insider Transaction Report

Form 4
Period: 2012-03-02
Broughton Richard
Vice President, CIO
Transactions
  • Tax Payment

    Common Stock

    2012-03-025825,717 total
  • Exercise/Conversion

    Common Stock

    2012-03-02+9466,663 total
  • Exercise/Conversion

    Common Stock

    2012-03-02+5916,916 total
  • Exercise/Conversion

    Restricted Stock Units

    2012-03-02+1,9220 total
    From: 2012-03-02Exp: 2019-03-02Common Stock (1,922 underlying)
  • Exercise/Conversion

    Common Stock

    2012-03-02+1,9226,299 total
  • Tax Payment

    Common Stock

    2012-03-023386,325 total
  • Tax Payment

    Common Stock

    2012-03-021886,728 total
  • Exercise/Conversion

    Restricted Stock Units

    2012-03-02+3740 total
    From: 2012-03-02Exp: 2019-03-02Common Stock (374 underlying)
  • Tax Payment

    Common Stock

    2012-03-021196,983 total
  • Exercise/Conversion

    Restricted Stock Units

    2012-03-02+9460 total
    From: 2012-03-02Exp: 2019-03-02Common Stock (946 underlying)
  • Exercise/Conversion

    Common Stock

    2012-03-02+3747,102 total
  • Exercise/Conversion

    Restricted Stock Units

    2012-03-02+5910 total
    From: 2012-03-02Exp: 2019-03-02Common Stock (591 underlying)
Footnotes (2)
  • [F1]The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuer's Management Stock Purchase Plan (MSPP) on 3/02/09 utilizing a fair market value (FMV) of a share of issuer's common stock of $22.23. RSUs are issued in whole units on the basis of a 33% discount from FMV of the issuer's common stock on the date the underlying bonus is determined ($14.89 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously selected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuer's stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs minus sufficient shares withheld by the issuer at the request of the Reporting Person as necessary to pay applicable income taxes.
  • [F2]The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/02/09 utilizing a fair market value (FMV) of a share of the issuer's stock of $22.23. The RSU grant vests in equal portions over a four year period, and are received by the Reporting Person upon vesting, on a one-for-one basis unless the Reporting Person has previously chosen a longer deferral period. This report reflects the vesting of a one-fourth portion of the original RSU grant and the acquisition by the Reporting Person of the common stock underlying the RSU minus sufficient shares withheld by the issuer at the request of the Reporting Person as necessary to pay applicable income taxes.

Issuer

CIRCOR INTERNATIONAL INC

CIK 0001091883

Entity typeother

Related Parties

1
  • filerCIK 0001383388

Filing Metadata

Form type
4
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 8:07 PM ET
Size
23.8 KB