4//SEC Filing
Maher M. Brian 4
Accession 0001182489-12-000660
CIK 0001301236other
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 7:12 PM ET
Size
12.9 KB
Accession
0001182489-12-000660
Insider Transaction Report
Form 4
Essex Equity Capital Management, LLC
10% OwnerOther
Transactions
- Other
Series A Cumulative Redeemable Preferred Stock
2012-06-18$1067.89/sh−10,592.514$11,311,640→ 12,849.196 total
Holdings
- 12,849.196(indirect: See footnotes)
Series A Cumulative Redeemable Preferred Stock
Maher Basil
10% OwnerOther
Transactions
- Other
Series A Cumulative Redeemable Preferred Stock
2012-06-18$1067.89/sh−10,592.514$11,311,640→ 12,849.196 total
Holdings
- 12,849.196(indirect: See footnotes)
Series A Cumulative Redeemable Preferred Stock
Maher M. Brian
10% OwnerOther
Transactions
- Other
Series A Cumulative Redeemable Preferred Stock
2012-06-18$1067.89/sh−10,592.514$11,311,640→ 12,849.196 total
Holdings
- 12,849.196(indirect: See footnotes)
Series A Cumulative Redeemable Preferred Stock
Essex Illiquid, LLC
10% OwnerOther
Transactions
- Other
Series A Cumulative Redeemable Preferred Stock
2012-06-18$1067.89/sh−10,592.514$11,311,640→ 12,849.196 total
Holdings
- 12,849.196(indirect: See footnotes)
Series A Cumulative Redeemable Preferred Stock
Footnotes (7)
- [F1]The Reporting Persons listed on this Form 4 maybe be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group.
- [F2]The Reporting Persons listed on this Form 4 may be deemed members of a group with Richmond Hill Capital Partners, LP and certain of its affiliates (collectively, the "Richmond Hill Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group with any of the Richmond Hill Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the Richmond Hill Entities.
- [F3]The amount of securities shown in this row is owned directly by Essex Illiquid, LLC (the "Fund").
- [F4]As the investment adviser of the Fund, Richmond Hill Investments, LLC (the "Investment Adviser") may be deemed to be a beneficial owner of the Issuer's securities held by the Fund. The Investment Adviser disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act"), except to the extent of its pecuniary interest, if any.
- [F5]Each of Basil Maher and M. Brian Maher (collectively, the "Individual Reporting Persons"), as a member of the investment committee of the Fund, may be deemed to be a beneficial owner of the Issuer's securities held by the Fund. Each of the Individual Reporting Persons disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of his pecuniary interest, if any.
- [F6]Redemption by Issuer.
- [F7]Includes dividends paid in kind.
Documents
Issuer
MHI Hospitality CORP
CIK 0001301236
Entity typeother
Related Parties
1- filerCIK 0001518965
Filing Metadata
- Form type
- 4
- Filed
- Jun 19, 8:00 PM ET
- Accepted
- Jun 20, 7:12 PM ET
- Size
- 12.9 KB