Home/Filings/4/0001182489-12-000992

4//SEC Filing

MILLHAM STEPHEN L 4

Accession 0001182489-12-000992

CIK 0000859475other

View on SEC.gov Company Profile

Filed

Dec 12, 7:00 PM ET

Accepted

Dec 13, 5:57 PM ET

Size

45.3 KB

Accession

0001182489-12-000992

Insider Transaction Report

Form 4

Period: 2012-12-11

TRIDENT MICROSYSTEMS INCTRIDQ

Farallon Capital (AM) Investors, L.P.

10% OwnerOther

Transactions

Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+1,100$275→ 572,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+800$200→ 370,800 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,800$1,950→ 5,702,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+800$200→ 571,600 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+500$125→ 294,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+6,100$1,525→ 5,694,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+5,900$1,475→ 6,402,100 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,300$1,825→ 6,409,400 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+600$150→ 370,000 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+8,050$2,013→ 8,985,467 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+400$100→ 275,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 276,500 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+9,800$2,450→ 8,995,267 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 295,500 total

Holdings

Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,327,367
Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,622,867

Farallon Capital Offshore Investors II, L.P.

10% OwnerOther

Transactions

Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+800$200→ 571,600 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+800$200→ 370,800 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,300$1,825→ 6,409,400 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+9,800$2,450→ 8,995,267 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+500$125→ 294,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,800$1,950→ 5,702,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+600$150→ 370,000 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+1,100$275→ 572,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 276,500 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+8,050$2,013→ 8,985,467 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+400$100→ 275,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 295,500 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+6,100$1,525→ 5,694,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+5,900$1,475→ 6,402,100 total

Holdings

Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,327,367
Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,622,867

FRIED RICHARD B

10% OwnerOther

Transactions

Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+1,100$275→ 572,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+9,800$2,450→ 8,995,267 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+5,900$1,475→ 6,402,100 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,800$1,950→ 5,702,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+600$150→ 370,000 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+6,100$1,525→ 5,694,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,300$1,825→ 6,409,400 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+800$200→ 370,800 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+400$100→ 275,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 276,500 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+500$125→ 294,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 295,500 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+800$200→ 571,600 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+8,050$2,013→ 8,985,467 total

Holdings

Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,327,367
Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,622,867

LANDRY MONICA R

10% OwnerOther

Transactions

Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+8,050$2,013→ 8,985,467 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+400$100→ 275,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+1,100$275→ 572,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+9,800$2,450→ 8,995,267 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+6,100$1,525→ 5,694,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,800$1,950→ 5,702,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+5,900$1,475→ 6,402,100 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+600$150→ 370,000 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+800$200→ 571,600 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,300$1,825→ 6,409,400 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+800$200→ 370,800 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 295,500 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 276,500 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+500$125→ 294,900 total

Holdings

Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,622,867
Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,327,367

Linn Michael G

10% OwnerOther

Transactions

Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+9,800$2,450→ 8,995,267 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+5,900$1,475→ 6,402,100 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+800$200→ 571,600 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+400$100→ 275,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+500$125→ 294,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+6,100$1,525→ 5,694,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,800$1,950→ 5,702,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,300$1,825→ 6,409,400 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+600$150→ 370,000 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+800$200→ 370,800 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+1,100$275→ 572,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+8,050$2,013→ 8,985,467 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 276,500 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 295,500 total

Holdings

Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,327,367
Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,622,867

PATEL RAJIV A

10% OwnerOther

Transactions

Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 276,500 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,800$1,950→ 5,702,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,300$1,825→ 6,409,400 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+800$200→ 370,800 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+800$200→ 571,600 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+8,050$2,013→ 8,985,467 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+400$100→ 275,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+500$125→ 294,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 295,500 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+6,100$1,525→ 5,694,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+5,900$1,475→ 6,402,100 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+600$150→ 370,000 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+1,100$275→ 572,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+9,800$2,450→ 8,995,267 total

Holdings

Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,622,867
Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,327,367

FARALLON CAPITAL MANAGEMENT LLC

10% OwnerOther

Transactions

Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+6,100$1,525→ 5,694,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+5,900$1,475→ 6,402,100 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+600$150→ 370,000 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+800$200→ 571,600 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+1,100$275→ 572,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+8,050$2,013→ 8,985,467 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+9,800$2,450→ 8,995,267 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 276,500 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,800$1,950→ 5,702,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,300$1,825→ 6,409,400 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+800$200→ 370,800 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+400$100→ 275,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+500$125→ 294,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 295,500 total

Holdings

Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,327,367
Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,622,867

MILLHAM STEPHEN L

10% OwnerOther

Transactions

Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+600$150→ 370,000 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+800$200→ 571,600 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+1,100$275→ 572,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+500$125→ 294,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,300$1,825→ 6,409,400 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+800$200→ 370,800 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+400$100→ 275,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 276,500 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+5,900$1,475→ 6,402,100 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+8,050$2,013→ 8,985,467 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+9,800$2,450→ 8,995,267 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+6,100$1,525→ 5,694,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,800$1,950→ 5,702,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 295,500 total

Holdings

Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,622,867
Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,327,367

Roberts Thomas G. Jr.

10% OwnerOther

Transactions

Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+9,800$2,450→ 8,995,267 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+500$125→ 294,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+5,900$1,475→ 6,402,100 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,300$1,825→ 6,409,400 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+8,050$2,013→ 8,985,467 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+6,100$1,525→ 5,694,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,800$1,950→ 5,702,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+600$150→ 370,000 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+800$200→ 370,800 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+800$200→ 571,600 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+1,100$275→ 572,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+400$100→ 275,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 276,500 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 295,500 total

Holdings

Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,622,867
Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,327,367

Hirsch Daniel J.

10% OwnerOther

Transactions

Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+6,100$1,525→ 5,694,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,300$1,825→ 6,409,400 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+5,900$1,475→ 6,402,100 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+600$150→ 370,000 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+800$200→ 370,800 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+1,100$275→ 572,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+7,800$1,950→ 5,702,700 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+800$200→ 571,600 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+400$100→ 275,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+500$125→ 294,900 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 295,500 total
Purchase
Common Stock, par value $0.001 per share
2012-12-11$0.25/sh+8,050$2,013→ 8,985,467 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+9,800$2,450→ 8,995,267 total
Purchase
Common Stock, par value $0.001 per share
2012-12-12$0.25/sh+600$150→ 276,500 total

Holdings

Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,327,367
Common Stock, par value $0.001 per share
(indirect: See Footnotes)
22,622,867

Footnotes (11)

[F1]The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group.
[F10]The amount of securities shown in this row is owned directly by the Farallon Funds. As the general partner of each of the Farallon Funds, Farallon Partners, L.L.C. ("FPLLC") may be deemed to be a beneficial owner of the Issuer's securities held by the Farallon Funds. FPLLC disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, the Farallon Funds.
[F11]The amount of securities shown in this row is, in the aggregate, owned directly by the Farallon Funds and the Managed Accounts. Each of Richard B. Fried, Daniel J. Hirsch, Monica R. Landry, Michael G. Linn, Stephen L. Millham, Rajiv A. Patel, Thomas G. Roberts, Jr., Andrew J.M. Spokes, Thomas F. Steyer, John R. Warren and Mark C. Wehrly (collectively, the "Managing Members"), as a managing member of FPLLC and FCMLLC with the power to exercise investment discretion, may be deemed to be a beneficial owner of the Issuer's securities held by the Farallon Funds or the Managed Accounts. Each of the Managing Members disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act or otherwise, except to the extent of his or her pecuniary interest, if any.
[F2]Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Form 4.
[F3]The amount of securities shown in this row is owned directly by Farallon Capital Partners, L.P. ("FCP").
[F4]The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners, L.P. ("FCIP").
[F5]The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners II, L.P. ("FCIP II").
[F6]The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners III, L.P. ("FCIP III").
[F7]The amount of securities shown in this row is owned directly by Farallon Capital Offshore Investors II, L.P. ("FCOI II").
[F8]The amount of securities shown in this row is owned directly by Farallon Capital (AM) Investors, L.P. ("FCAMI" and, together with FCP, FCIP, FCIP II, FCIP III and FCOI II, the "Farallon Funds").
[F9]The amount of securities shown in this row is owned directly by one or more discretionary accounts (the "Managed Accounts") managed by Farallon Capital Management, L.L.C. ("FCMLLC"). As the registered investment adviser to the Managed Accounts, FCMLLC may be deemed to be a beneficial owner of the Issuer's securities held by the Managed Accounts. FCMLLC disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "34 Act"), or otherwise, except to the extent of its pecuniary interest, if any.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

TRIDENT MICROSYSTEMS INC

CIK 0000859475

→

Entity typeother

Related Parties

filerCIK 0001245633

Filing Metadata

Form type: 4
Filed: Dec 12, 7:00 PM ET
Accepted: Dec 13, 5:57 PM ET
Size: 45.3 KB

View on SEC.gov