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4//SEC Filing

XPO Logistics, Inc. 4

Accession 0001182489-14-000026

$XPOCIK 0001166003operating
View on SEC.govCompany Profile

Filed

Jan 12, 7:00 PM ET

Accepted

Jan 13, 5:18 PM ET

Size

16.5 KB

Accession

0001182489-14-000026

Insider Transaction Report

Form 4
Period: 2013-12-12
XPO Logistics, Inc.XPO
ANDERSEN G CHRIS
Director
Transactions
  • Award

    Director Stock Option (right to buy)

    2013-12-12+8,000→ 8,000 total
    Exercise: $23.19Exp: 2023-12-12→ Common Stock, par value $0.001 per share (8,000 underlying)
  • Award

    Restricted Stock Unit

    2013-12-12+2,500→ 2,500 total
    → Common Stock, par value $0.001 per share (2,500 underlying)
Holdings

  • Director Stock Option (right to buy)

    Exercise: $9.28From: 2012-09-02Exp: 2021-11-21→ Common Stock, par value $0.001 per share (8,000 underlying)
    8,000

  • See footnote

    Exercise: $7.00From: 2011-09-02→ Common Stock, par value $0.001 per share (35,713 underlying)
    250

  • Restricted Stock Unit

    → Common Stock, par value $0.001 per share (2,500 underlying)
    2,500

  • Warrants

    Exercise: $7.00From: 2011-09-02Exp: 2021-09-02→ Common Stock, par value $0.001 per share (35,713 underlying)
    35,713

  • Common Stock, par value $0.001 per share

    2,500

  • Director Stock Option (right to buy)

    Exercise: $16.74From: 2013-12-11Exp: 2022-12-11→ Common Stock, par value $0.001 per share (8,000 underlying)
    8,000
Footnotes (10)
  • [F1]Each Restricted Stock Unit represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.
  • [F10]Represents 35,713 shares of Common Stock initially issuable upon the exercise of 35,713 Warrants, subject to adjustment as set forth in the Warrant Certificate.
  • [F2]The Restricted Stock Units shall vest on January 2, 2015, subject to the Reporting Person's continued service as a director of the Issuer.
  • [F3]The Restricted Stock Units vested in full on December 11, 2013 and are subject to a deferral election. Shares of Common Stock will be delivered to the reporting person as per the terms of the deferral election.
  • [F4]The Director Stock Options shall vest and become exercisable on January 2, 2015, subject to the Reporting Person's continued service as a director of the Issuer.
  • [F5]Series A Convertible Perpetual Preferred Stock, par value $0.001 per share.
  • [F6]The initial conversion price of the Series A Convertible Perpetual Preferred Stock is $7 per share of Common Stock, subject to adjustment as set forth in the Certificate of Designation of Series A Convertible Perpetual Preferred Stock, filed as Exhibit 4.1 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Certificate of Designation").
  • [F7]The Series A Convertible Perpetual Preferred Stock has no expiration date.
  • [F8]Represents 35,713 shares of Common Stock initially issuable upon conversion of 250 shares of Series A Convertible Perpetual Preferred Stock, subject to adjustment as set forth in the Certificate of Designation.
  • [F9]The initial exercise price of the Warrants is $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").

Documents

1 file

Issuer

XPO Logistics, Inc.

CIK 0001166003

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001166003

Filing Metadata

Form type
4
Filed
Jan 12, 7:00 PM ET
Accepted
Jan 13, 5:18 PM ET
Size
16.5 KB
View on SEC.gov