GWG Holdings, Inc.|4Sep 5, 1:22 PM ET

ACHESON WILLIAM 4

4 · GWG Holdings, Inc. · Filed Sep 5, 2018

Insider Transaction Report

Form 4

Period: 2018-08-16

GWG Holdings, Inc.GWGH

ACHESON WILLIAM

Chief Financial Officer

Transactions

Tax Payment
Common Stock, $.001 par value
2018-08-16$10.95/sh−4,558$49,910→ 1,220 total
Exercise/Conversion
Common Stock, $.001 par value
2018-08-16$8.00/sh+30,000$240,000→ 31,220 total
Exercise/Conversion
Common Stock, $.001 par value
2018-08-20$7.53/sh+90,000$677,700→ 95,649 total
Exercise/Conversion
Common Stock, $.001 par value
2018-08-20$7.46/sh+32,500$242,450→ 54,305 total
Exercise/Conversion
Common Stock, $.001 par value
2018-08-20$6.35/sh+3,333$21,165→ 60,971 total
Exercise/Conversion
Stock Options (right to buy)
2018-08-16−5,000→ 0 total
Exercise: $7.92From: 2017-09-02Exp: 2024-09-01→ Common Stock (5,000 underlying)
Exercise/Conversion
Stock Options (right to buy)
2018-08-16−30,000→ 0 total
Exercise: $8.00From: 2018-03-11Exp: 2025-03-10→ Common Stock (30,000 underlying)
Exercise/Conversion
Stock Options (right to buy)
2018-08-20−90,000→ 0 total
Exercise: $7.53From: 2018-04-06Exp: 2025-04-05→ Common Stock (90,000 underlying)
Exercise/Conversion
Stock Options (right to buy)
2018-08-20−32,500→ 0 total
Exercise: $7.46From: 2017-05-27Exp: 2024-05-26→ Common Stock (32,500 underlying)
Exercise/Conversion
Stock Options (right to buy)
2018-08-20−3,333→ 1,667 total
Exercise: $6.41From: 2018-05-13Exp: 2026-05-13→ Common Stock (3,333 underlying)
Exercise/Conversion
Common Stock, $.001 par value
2018-08-16$7.92/sh+5,000$39,600→ 5,000 total
Tax Payment
Common Stock, $.001 par value
2018-08-16$11.50/sh−4,222$48,553→ 778 total
Exercise/Conversion
Common Stock, $.001 par value
2018-08-16$9.01/sh+5,000$45,050→ 5,778 total
Tax Payment
Common Stock,$.001 par value
2018-08-16$10.95/sh−25,959$284,251→ 5,261 total
Exercise/Conversion
Common Stock, $.001 par value
2018-08-16$9.25/sh+5,000$46,250→ 10,261 total
Tax Payment
Common Stock, $.001 par value
2018-08-16$10.95/sh−4,612$50,501→ 5,649 total
Tax Payment
Common Stock, $.001 par value
2018-08-20$11.50/sh−73,844$849,206→ 21,805 total
Exercise/Conversion
Common Stock, $.001 par value
2018-08-20$6.00/sh+3,333$19,998→ 57,638 total
Exercise/Conversion
Stock Options (right to buy)
2018-08-16−5,000→ 0 total
Exercise: $9.01From: 2017-11-24Exp: 2024-11-23→ Common Stock (5,000 underlying)
Exercise/Conversion
Stock Options (right to buy)
2018-08-16−5,000→ 0 total
Exercise: $9.25From: 2018-06-12Exp: 2025-06-11→ Common Stock (5,000 underlying)
Exercise/Conversion
Common Stock, $.001 par value
2018-08-20$6.41/sh+3,333$21,365→ 64,304 total
Exercise/Conversion
Stock Options (right to buy)
2018-08-20−3,333→ 1,667 total
Exercise: $6.00From: 2017-12-29Exp: 2025-12-28→ Common Stock (3,333 underlying)
Exercise/Conversion
Stock Options (right to buy)
2018-08-20−3,333→ 1,667 total
Exercise: $6.35From: 2018-04-30Exp: 2026-04-29→ Common Stock (3,333 underlying)

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -