Abramson David H 4

Accession 0001182489-18-000331

CIK 0001522690other

View on SEC.gov Company Profile

Filed

Sep 4, 8:00 PM ET

Accepted

Sep 5, 1:31 PM ET

Size

65.2 KB

Accession

0001182489-18-000331

Insider Transaction Report

Form 4

Period: 2018-08-21

GWG Holdings, Inc.GWGH

Abramson David H

Director

Transactions

Tax Payment
Common Stock, $.001 par value
2018-08-21$11.05/sh−2,261$24,984→ 7,631 total
Exercise/Conversion
Common Stock, $.001 par value
2018-08-21$6.74/sh+28,000$188,720→ 37,467 total
Tax Payment
Common Stock, $.001 par value
2018-08-21$11.05/sh−22,507$248,702→ 14,960 total
Exercise/Conversion
Stock Options (right to buy)
2018-08-21−2,500→ 0 total
Exercise: $6.76From: 2015-01-01Exp: 2024-12-31→ Common Stock (2,500 underlying)
Exercise/Conversion
Stock Options (right to buy)
2018-08-21−2,500→ 0 total
Exercise: $6.17From: 2016-04-01Exp: 2026-04-01→ Common Stock (2,500 underlying)
Exercise/Conversion
Stock Options (right to buy)
2018-08-21−2,500→ 0 total
Exercise: $7.00From: 2016-07-01Exp: 2026-07-01→ Common Stock (2,500 underlying)
Exercise/Conversion
Common Stock, $.001 par value
2018-08-21$6.76/sh+2,500$16,900→ 9,029 total
Exercise/Conversion
Common Stock, $.001 par value
2018-08-21$7.75/sh+2,500$19,375→ 9,517 total
Exercise/Conversion
Stock Options (right to buy)
2018-08-21−2,500→ 0 total
Exercise: $7.46From: 2014-07-01Exp: 2024-06-30→ Common Stock (2,500 underlying)
Exercise/Conversion
Stock Options (right to buy)
2018-08-21−2,500→ 0 total
Exercise: $10.25From: 2014-10-01Exp: 2024-09-30→ Common Stock (2,500 underlying)
Exercise/Conversion
Stock Options (right to buy)
2018-08-21−2,500→ 0 total
Exercise: $7.75From: 2015-04-01Exp: 2025-03-31→ Common Stock (2,500 underlying)
Exercise/Conversion
Common Stock, $.001 par value
2018-08-21$7.52/sh+30,000$225,600→ 30,000 total
Tax Payment
Common Stock, $.001 par value
2018-08-21$11.05/sh−25,180$278,239→ 4,820 total
Tax Payment
Common Stock, $.001 par value
2018-08-21$11.05/sh−4,197$46,377→ 5,623 total
Tax Payment
Common Stock, $.001 par value
2018-08-21$11.05/sh−2,092$23,117→ 6,031 total
Exercise/Conversion
Common Stock, $.001 par value
2018-08-21$7.46/sh+2,500$18,650→ 8,531 total
Tax Payment
Common Stock, $.001 par value
2018-08-21$11.05/sh−2,092$23,117→ 6,439 total
Exercise/Conversion
Common Stock, $.001 par value
2018-08-21$10.25/sh+2,500$25,625→ 8,939 total
Tax Payment
Common Stock, $.001 par value
2018-08-21$11.05/sh−2,410$26,631→ 6,529 total
Exercise/Conversion
Common Stock, $.001 par value
2018-08-21$8.95/sh+2,500$22,375→ 9,892 total
Tax Payment
Common Stock, $.001 par value
2018-08-21$11.05/sh−2,204$24,354→ 7,927 total
Tax Payment
Common Stock, $.001 par value
2018-08-21$11.05/sh−1,945$21,492→ 9,006 total
Tax Payment
Common Stock, $.001 par value
2018-08-21$11.05/sh−2,039$22,531→ 9,467 total
Exercise/Conversion
Stock Options (right to buy)
2018-08-21−5,000→ 0 total
Exercise: $7.52From: 2014-01-01Exp: 2024-01-01→ Common Stock (5,000 underlying)
Exercise/Conversion
Stock Options (right to buy)
2018-08-21−2,500→ 0 total
Exercise: $6.44From: 2016-01-01Exp: 2025-12-31→ Common Stock (2,500 underlying)
Exercise/Conversion
Common Stock, $.001 par value
2018-08-21$7.46/sh+2,500$18,650→ 8,123 total
Exercise/Conversion
Common Stock, $.001 par value
2018-08-21$8.45/sh+2,500$21,125→ 10,131 total
Exercise/Conversion
Common Stock, $.001 par value
2018-08-21$6.44/sh+2,500$16,100→ 10,427 total
Exercise/Conversion
Stock Options (right to buy)
2018-08-21−30,000→ 0 total
Exercise: $7.52From: 2016-07-01Exp: 2023-10-28→ Common Stock, $.001 par value (30,000 underlying)
Exercise/Conversion
Common Stock, $.001 par value
2018-08-21$7.52/sh+5,000$37,600→ 9,820 total
Tax Payment
Common Stock, $.001 par value
2018-08-21$11.05/sh−2,012$22,233→ 7,017 total
Exercise/Conversion
Common Stock, $.001 par value
2018-08-21$7.00/sh+2,500$17,500→ 11,506 total
Tax Payment
Common Stock, $.001 par value
2018-08-21$11.05/sh−2,125$23,481→ 7,392 total
Tax Payment
Common Stock, $.001 par value
2018-08-21$11.05/sh−1,976$21,835→ 8,451 total
Exercise/Conversion
Common Stock, $.001 par value
2018-08-21$6.17/sh+2,500$15,425→ 10,951 total
Exercise/Conversion
Stock Options (right to buy)
2018-08-21−2,500→ 0 total
Exercise: $7.46From: 2014-04-01Exp: 2024-03-31→ Common Stock (2,500 underlying)
Exercise/Conversion
Stock Options (right to buy)
2018-08-21−2,500→ 0 total
Exercise: $8.95From: 2015-07-01Exp: 2025-06-30→ Common Stock (2,500 underlying)
Exercise/Conversion
Stock Options (right to buy)
2018-08-21−2,500→ 0 total
Exercise: $8.45From: 2015-10-01Exp: 2025-09-30→ Common Stock (2,500 underlying)
Exercise/Conversion
Stock Options (right to buy)
2018-08-21−28,000→ 14,000 total
Exercise: $6.74From: 2018-07-01Exp: 2026-07-22→ Common Stock (28,000 underlying)

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

GWG Holdings, Inc.

CIK 0001522690

→

Entity typeother

Related Parties

filerCIK 0001346643

Filing Metadata

Form type: 4
Filed: Sep 4, 8:00 PM ET
Accepted: Sep 5, 1:31 PM ET
Size: 65.2 KB

View on SEC.gov