NOTO LUCIO A 4
4 · Philip Morris International Inc. · Filed Oct 4, 2021
Insider Transaction Report
Form 4
NOTO LUCIO A
Director
Transactions
- Award
Phantom Stock Units
2021-09-30$96.83/sh+503$48,703→ 120,312 total→ Common Stock (503 underlying)
Holdings
- 82,324
Common Stock
- 22,196(indirect: By Trust)
Common Stock
- 17,085(indirect: By Spouse)
Common Stock
Footnotes (7)
- [F1]Includes 82,027 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This includes an increase of 984 deferred shares acquired through the reinvestment of dividends since June 30, 2021, the date of the last reportable transaction.
- [F2]Shares held by the reporting person in a revocable trust for the benefit of the reporting person.
- [F3]Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.
- [F4]Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on June 30, 2021, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.
- [F5]These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.
- [F6]The average of the high and low price of Philip Morris International Inc. common stock on September 30, 2021.
- [F7]Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,430 phantom stock units acquired through the reinvestment of dividends since June 30, 2021, the date of the last reportable transaction.