Home/Filings/4/0001182776-03-000015
4//SEC Filing

RAYMOND JAMES FINANCIAL INC 4

Accession 0001182776-03-000015

$RJFCIK 0000720005operating

Filed

Sep 2, 8:00 PM ET

Accepted

Sep 3, 11:32 AM ET

Size

19.0 KB

Accession

0001182776-03-000015

Insider Transaction Report

Form 4
Period: 2003-08-29
SHUCK ROBERT F
Vice Chairman
Transactions
  • Gift

    Common Stock

    2003-08-291,925233,962 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    184,093
  • Call Option (obligation to sell)

    (indirect: By Spouse)
    Exercise: $35.00From: 2003-08-19Exp: 2004-02-21Common Stock (10,000 underlying)
    200
  • Employee Stock Option (right to buy)

    Exercise: $32.00From: 2004-11-28Exp: 2007-11-28Common Stock (4,750 underlying)
    6,550
  • Call Option (obligation to sell)

    (indirect: By Spouse)
    Exercise: $40.00From: 2003-08-18Exp: 2004-02-21Common Stock (10,000 underlying)
    100
  • Employee Stock Option (right to buy)

    Exercise: $27.07From: 2007-09-30Exp: 2008-09-30Common Stock (300 underlying)
    6,850
  • Call Option (obligation to sell)

    Exercise: $35.00From: 2003-07-21Exp: 2004-01-21Common Stock (10,000 underlying)
    200
  • Employee Stock Option (right to buy)

    Exercise: $31.38From: 2005-10-02Exp: 2006-10-02Common Stock (300 underlying)
    1,500
  • Common Stock

    (indirect: ESOP)
    2,981
  • Employee Stock Option (right to buy)

    Exercise: $20.50From: 2003-09-28Exp: 2004-09-28Common Stock (200 underlying)
    200
  • Employee Stock Option (right to buy)

    Exercise: $19.19From: 2004-09-27Exp: 2005-09-27Common Stock (1,000 underlying)
    1,200
  • Employee Stock Option (right to buy)

    Exercise: $26.05From: 2006-10-01Exp: 2007-10-01Common Stock (300 underlying)
    1,800
  • Call Option (obligation to sell)

    Exercise: $40.00From: 2003-07-21Exp: 2004-01-21Common Stock (10,000 underlying)
    100
Footnotes (1)
  • [F1]Options Becoming Exercisable - 2,850 on 11/28/2004, 950 on 11/28/2005, 950 on 11/28/2006

Issuer

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0000720005

Filing Metadata

Form type
4
Filed
Sep 2, 8:00 PM ET
Accepted
Sep 3, 11:32 AM ET
Size
19.0 KB