Home/Filings/4/0001182776-04-000001
4//SEC Filing

SHUCK ROBERT F 4

Accession 0001182776-04-000001

CIK 0000720005other

Filed

Jan 22, 7:00 PM ET

Accepted

Jan 23, 3:03 PM ET

Size

18.1 KB

Accession

0001182776-04-000001

Insider Transaction Report

Form 4
Period: 2003-12-04
SHUCK ROBERT F
Vice Chairman
Transactions
  • Gift

    Common Stock

    2003-12-24800233,162 total
Holdings
  • Call Option (obligation to sell)

    Exercise: $40.00From: 2003-07-21Exp: 2004-01-21Common Stock (10,000 underlying)
    100
  • Employee Stock Option (right to buy)

    Exercise: $32.00From: 2004-11-28Exp: 2007-01-28Common Stock (4,000 underlying)
    5,800
  • Employee Stock Option (right to buy)

    Exercise: $32.00From: 2004-11-28Exp: 2007-01-28Common Stock (325 underlying)
    6,125
  • Call Option (obligation to sell)

    Exercise: $35.00From: 2003-07-21Exp: 2004-01-21Common Stock (10,000 underlying)
    200
  • Common Stock

    (indirect: By Spouse)
    184,093
  • Call Option (obligation to sell)

    (indirect: By Spouse)
    Exercise: $40.00From: 2003-08-18Exp: 2004-02-21Common Stock (10,000 underlying)
    100
  • Call Option (obligation to sell)

    (indirect: By Spouse)
    Exercise: $35.00From: 2003-08-19Exp: 2004-02-21Common Stock (10,000 underlying)
    200
  • Employee Stock Option (right to buy)

    Exercise: $20.50From: 2003-09-28Exp: 2004-09-28Common Stock (200 underlying)
    200
  • Employee Stock Option (right to buy)

    Exercise: $26.05From: 2006-10-01Exp: 2007-10-01Common Stock (300 underlying)
    1,800
  • Employee Stock Option (right to buy)

    Exercise: $32.00From: 2004-11-28Exp: 2007-11-28Common Stock (425 underlying)
    6,550
  • Employee Stock Option (right to buy)

    Exercise: $27.07From: 2007-09-30Exp: 2008-09-30Common Stock (300 underlying)
    6,850
  • Common Stock

    (indirect: ESOP)
    3,212
  • Employee Stock Option (right to buy)

    Exercise: $19.19From: 2004-09-27Exp: 2005-09-27Common Stock (1,000 underlying)
    1,200
  • Employee Stock Option (right to buy)

    Exercise: $31.38From: 2005-10-02Exp: 2006-10-02Common Stock (300 underlying)
    1,500
Footnotes (3)
  • [F1]Includes number of shares acquired under ESOP through 12/2003
  • [F2]Options Currently Exercisable - 2,400. Options Becoming exercisable - 800 on 11/18/2003 and 800 on 11/18/2004
  • [F3]Options Becoming exercisable -125 on 11/28/2004, 150 on 11/28/2005 and 150 on 11/28/2006

Issuer

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

Entity typeother

Related Parties

1
  • filerCIK 0001182776

Filing Metadata

Form type
4
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 3:03 PM ET
Size
18.1 KB