SHUCK ROBERT F 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Jan 27, 2004

Form 4

Period: 2004-01-23

Vice Chairman

Transactions

Sale
Call Option (obligation to sell)
2004-01-23$40.00/sh−10,000$400,000→ 100 total
Exercise: $40.00From: 2004-01-23Exp: 2004-08-21→ Common Stock (10,000 underlying)

Holdings

Common Stock
(indirect: ESOP)
3,212
Common Stock
(indirect: By Spouse)
184,093
Employee Stock Option (right to buy)
Exercise: $31.38From: 2005-10-02Exp: 2006-10-02→ Common Stock (300 underlying)
300
Employee Stock Option (right to buy)
Exercise: $32.00From: 2004-11-28Exp: 2007-01-28→ Common Stock (4,000 underlying)
4,000
Employee Stock Option (right to buy)
Exercise: $32.00From: 2004-11-28Exp: 2007-11-28→ Common Stock (425 underlying)
425
Common Stock
233,162
Employee Stock Option (right to buy)
Exercise: $32.00From: 2004-11-28Exp: 2007-01-28→ Common Stock (325 underlying)
325
Call Option (obligation to sell)
Exercise: $40.00From: 2003-07-21Exp: 2004-02-21→ Common Stock (10,000 underlying)
200
Call Option (obligation to sell)
Exercise: $35.00From: 2003-07-21Exp: 2004-02-21→ Common Stock (10,000 underlying)
100
Employee Stock Option (right to buy)
Exercise: $20.50From: 2003-09-27Exp: 2004-09-27→ Common Stock (200 underlying)
200
Employee Stock Option (right to buy)
Exercise: $19.19From: 2004-09-27Exp: 2005-09-27→ Common Stock (1,000 underlying)
1,000

Footnotes (2)

[F1]Options Currently Exercisable - 800. Options Becoming exercisable - 2,400 on 11/28/2004, 800 on 11/28/2005 and 800 on 11/28/2006
[F2]Options Becoming exercisable -125 on 11/28/2004, 150 on 11/28/2005 and 150 on 11/28/2006

Documents

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