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5//SEC Filing

STUPPY MARK F 5

Accession 0001183651-03-000005

CIK 0000824803other
View on SEC.govCompany Profile

Filed

Nov 13, 7:00 PM ET

Accepted

Nov 14, 2:39 PM ET

Size

17.5 KB

Accession

0001183651-03-000005

Insider Transaction Report

Form 5
Period: 2003-09-30
APOGENT TECHNOLOGIES INCAOT
STUPPY MARK F
Grp President-Consumables
Transactions
  • Gift

    Common Stock

    2001-12-31−200→ 12,005 total
  • Gift

    Common Stock

    2002-12-16−140→ 11,865 total
Holdings

  • Stock Options (Right to Buy)

    Exercise: $18.40From: 2004-02-02Exp: 2010-02-02→ Common Stock (8,726 underlying)
    8,726

  • Stock Options (Right to Buy)

    Exercise: $21.46From: 2003-01-27Exp: 2009-01-27→ Common Stock (5,943 underlying)
    5,943

  • Stock Options (Right to Buy)

    Exercise: $21.57From: 2005-01-30Exp: 2011-01-30→ Common Stock (8,172 underlying)
    8,172

  • Stock Options (Right to Buy)

    Exercise: $24.13From: 2004-12-11Exp: 2010-12-11→ Common Stock (100,000 underlying)
    100,000

  • Stock Options (Right to Buy)

    Exercise: $19.53From: 2002-05-18Exp: 2008-05-18→ Common Stock (24,932 underlying)
    24,932

  • Stock Options (Right to Buy)

    Exercise: $6.69From: 1999-01-25Exp: 2005-01-25→ Common Stock (2,114 underlying)
    2,114

  • Stock Options (Right to Buy)

    Exercise: $9.26From: 2000-01-24Exp: 2006-01-24→ Common Stock (6,412 underlying)
    6,412

  • Stock Options (Right to Buy)

    Exercise: $16.67From: 2007-01-28Exp: 2013-01-28→ Common Stock (55,000 underlying)
    55,000

  • Stock Options (Right to Buy)

    Exercise: $19.10From: 2002-01-30Exp: 2008-01-30→ Common Stock (5,694 underlying)
    5,694

  • Common Stock

    (indirect: 401 (k))
    1,619

  • Stock Options (Right to Buy)

    Exercise: $12.31From: 2001-01-22Exp: 2007-01-22→ Common Stock (5,235 underlying)
    5,235
Footnotes (13)
  • [F1]Includes any shares of Apogent Technologies Inc. Common Stock acquired under the Apogent 401 (k) Plan in transactions exempt from Section 16 (b) pursuant to Rule 16 (b) 3 (c) since the date as of which information was given in the reporting person's most recent previous report. The information is based on a plan statement dated as of 09/30/2003.
  • [F10]Options vest(ed) in four equal installments on 01/27/2000, 01/27/2001, 01/27/2002, and 01/27/2003.
  • [F11]Options vest(ed) in four equal installments on 01/30/2002, 01/30/2003, 01/30/2004, and 01/30/2005.
  • [F12]Options vest(ed) in four equal installments on 12/11/2001, 12/11/2002, 12/11/2003, and 12/11/2004.
  • [F13]Granted under Issuer's 2001 Equity Incentive Plan. 25% of option becomes exercisable on the first anniversary of the grant and monthly thereafter in equal installments over the next thirty-six months.
  • [F2]Options vest(ed) in four equal installments on 01/25/1996, 01/25/1997, 01/25/1998, and 01/25/1999.
  • [F3]Options vest(ed) in four equal installments on 01/24/1997, 01/24/1998, 01/24/1999, and 01/24/2000.
  • [F4]Options vest(ed) in four equal installments on 01/22/1998, 01/22/1999, 01/22/2000, and 01/22/2001.
  • [F5]Granted under Issuer's 2001 Equity Incentive Plan. 25% of option becomes exercisable on the first anniversary of the grant and monthly thereafter in equal installments over the next thirty-six months.
  • [F6]Options vest(ed) in four equal installments on 02/02/2001, 02/02/2002, 02/02/2003, and 02/02/2004.
  • [F7]Options vest(ed) in four equal installments on 01/30/1999, 01/30/2000, 01/30/2001, and 01/30/2002.
  • [F8]Options vest(ed) in four equal installments on 05/18/1999, 05/18/2000, 05/18/2001, and 05/18/2002.
  • [F9]Options vest(ed) in four equal installments on 11/02/1999, 11/02/2000, 11/02/2001, and 11/02/2002.

Documents

1 file

Issuer

APOGENT TECHNOLOGIES INC

CIK 0000824803

→
Entity typeother

Related Parties

1
  • filerCIK 0001183651

Filing Metadata

Form type
5
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 2:39 PM ET
Size
17.5 KB
View on SEC.gov