4//SEC Filing
CARTER STEVEN LEE 4
Accession 0001183740-12-000252
CIK 0001425808other
Filed
Apr 19, 8:00 PM ET
Accepted
Apr 20, 3:29 PM ET
Size
8.5 KB
Accession
0001183740-12-000252
Insider Transaction Report
Form 4
DUMA ENERGY CORPSGCAD
CARTER STEVEN LEE
Vice Presient Operations
Transactions
- Award
Options
2011-08-16+14,000→ 42,000 totalExercise: $2.50From: 2011-08-16Exp: 2013-08-16→ Common shares (14,000 underlying) - Award
Options
2012-02-16+14,000→ 56,000 totalExercise: $2.50From: 2012-02-16Exp: 2013-08-16→ Common shares (14,000 underlying)
Footnotes (3)
- [F1]The Issuer effected a 1 for 25 share consolidation on April 4, 2012. All figures in this Form 4 reflect such share consolidation.
- [F2]Options to purchase 14,000 shares vested on August 16, 2011, and options to purchase a further 14,000 shares vested on February 16, 2012, each in accordance with the terms of the Issuer's stock incentive plan.
- [F3]In addition to the total of 28,000 options that vested on August 16, 2011 and February 16, 2012 as reported in the table above, the Reporting Person holds (i) further vested options to purchase 28,000 shares at $2.50 per share, expiring on August 16, 2013, (ii) vested options to purchase 24,000 shares at $2.50 per share, expiring on July 5, 2017, (iii) vested options to purchase 100,000 shares at $2.50 per share, expiring on April 21, 2021, and (iv) vesting options to purchase 400,000 shares at $2.50 per share, expiring on April 21, 2021 (100,000 to vest on each of April 21, 2012, October 21, 2012, April 21, 2013 and October 21, 2013).
Documents
Issuer
DUMA ENERGY CORP
CIK 0001425808
Entity typeother
Related Parties
1- filerCIK 0001443598
Filing Metadata
- Form type
- 4
- Filed
- Apr 19, 8:00 PM ET
- Accepted
- Apr 20, 3:29 PM ET
- Size
- 8.5 KB