Home/Filings/4/0001183967-25-000006
4//SEC Filing

Rodgers Thurman J 4

Accession 0001183967-25-000006

CIK 0001828318other

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 8:33 AM ET

Size

12.0 KB

Accession

0001183967-25-000006

Insider Transaction Report

Form 4
Period: 2025-08-11
RODGERS THURMAN J
Director10% Owner
Transactions
  • Exercise of In-Money

    Common Stock

    2025-08-11$8.75/sh+220,114$1,925,9981,120,114 total(indirect: By Trust)
  • Exercise of In-Money

    Warrant (Right to Buy)

    2025-08-11220,1140 total(indirect: By Trust)
    Exercise: $8.75From: 2025-07-21Exp: 2026-10-01Common Stock, par value $0.0001 (220,114 underlying)
Holdings
  • Common Stock

    22,543
  • Common Stock

    (indirect: By Trust)
    20,858,407
  • Warrant (Right to Buy)

    (indirect: By Trust)
    Exercise: $8.75From: 2025-07-21Exp: 2026-10-01Common Stock, par value $0.0001 (2,914,466 underlying)
    2,914,466
Footnotes (6)
  • [F1]Reflects shares issued upon the exercise of publicly-traded warrants (the "Warrants") by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares and the Warrants. The Warrants were distributed by the Issuer on July 21, 2025 at no cost to the Reporting Person, and each Warrant entitles the holder to purchase one share of common stock at an exercise price of $8.75 per share in accordance with the Warrant Agreement dated July 21, 2025 between the Issuer and Computershare Trust Company N.A., as warrant agent (the "Warrant Agreement").
  • [F2]The shares and Warrants are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares and Warrants.
  • [F3]The shares and Warrants are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares and Warrants.
  • [F4]Includes 22,543 shares issuable upon the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
  • [F5]The Warrants will expire and cease to be exercisable at 5:00 p.m. New York City time on October 1, 2026 (the "Expiration Date"). The Expiration Date is subject to automatic acceleration upon satisfaction of the early expiration price condition (as defined in the Warrant Agreement) and subject to the other terms of the Warrant Agreement.
  • [F6]The Warrants were distributed by the Issuer on July 21, 2025 at no cost to the Reporting Person, and each Warrant entitles the holder to purchase one share of common stock at an exercise price of $8.75 per share in accordance with the Warrant Agreement.

Issuer

Enovix Corp

CIK 0001828318

Entity typeother

Related Parties

1
  • filerCIK 0001183967

Filing Metadata

Form type
4
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 8:33 AM ET
Size
12.0 KB