4/A//SEC Filing
BALL GEORGE L 4/A
Accession 0001184309-19-000003
CIK 0001766526other
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 3:19 PM ET
Size
7.7 KB
Accession
0001184309-19-000003
Insider Transaction Report
Form 4/AAmended
BALL GEORGE L
DirectorExecutive Co-Chairman
Transactions
- Award
Common Stock
2019-05-13+104,228.5→ 208,457 total - Purchase
Series B Preferred Stock
2019-05-14$10.00/sh+500$5,000→ 500 total
Footnotes (3)
- [F1]Received in exchange for 208,457 common units of Tectonic Holdings, LLC ("Tectonic Holdings") in connection with the merger of Tectonic Holdings with and into the Issuer, with the Issuer continuing as the surviving company (the "Merger"). At the effective time of the Merger, each common unit of Tectonic Holdings was converted into the right to receive one share of the Issuer's common stock.
- [F2]Immediately following, and in connection with, the Merger, the Issuer effected a 1-for-2 reverse stock split of the outstanding shares of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.
- [F3]Represents shares purchased through a directed share program in connection with the initial public offering of the Issuer's 9.00% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock (the "Series B preferred stock"), which closed on May 14, 2019. These shares of Series B preferred stock were purchased at the public offering price of $10.00 per share.
Documents
Issuer
Tectonic Financial, Inc.
CIK 0001766526
Entity typeother
Related Parties
1- filerCIK 0001184309
Filing Metadata
- Form type
- 4/A
- Filed
- Jun 5, 8:00 PM ET
- Accepted
- Jun 6, 3:19 PM ET
- Size
- 7.7 KB