DICUS JOHN B 4
4 · Capitol Federal Financial, Inc. · Filed Jan 2, 2024
Insider Transaction Report
Form 4
DICUS JOHN B
DirectorChairman, President and CEO
Transactions
- Exercise/Conversion
CFFN common stock
2023-12-31$12.50/sh+7,093$88,663→ 1,307,093 total - Disposition to Issuer
CFFN common stock
2023-12-31$6.45/sh−7,093$45,750→ 1,300,000 total - Exercise/Conversion
CFFN Phantom Stock 2020
2023-12-31$12.50/sh−7,093$88,663→ 0 totalExercise: $12.50From: 2023-12-31Exp: 2023-12-31→ CFFN common stock (7,093 underlying)
Holdings
- 100,116
CFFN Non-qualified Stock Option
Exercise: $11.91Exp: 2027-05-14→ CFFN common stock (100,116 underlying) - 17,341
CFFN Phantom Stock 2022
Exercise: $8.65From: 2025-12-31Exp: 2025-12-31→ CFFN common stock (17,341 underlying) - 89,789(indirect: ESOP)
CFFN common stock
- 13,239
CFFN Phantom Stock 2021
Exercise: $11.33From: 2024-12-31Exp: 2024-12-31→ CFFN common stock (13,239 underlying)
Footnotes (3)
- [F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
- [F2]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
- [F3]All options are vested.