DICUS JOHN B 4

4 · Capitol Federal Financial, Inc. · Filed Jan 3, 2025

Form 4

Period: 2024-12-31

DirectorChairman, President and CEO

Transactions

Award
CFFN Phantom Stock 2024
2024-12-31$5.91/sh+13,830$81,735→ 13,830 total
Exercise: $5.91From: 2027-12-31Exp: 2027-12-31→ CFFN common stock (13,830 underlying)
Exercise/Conversion
CFFN common stock
2024-12-31$11.33/sh+13,239$149,998→ 1,346,591 total
Disposition to Issuer
CFFN common stock
2024-12-31$5.91/sh−13,239$78,242→ 1,333,352 total
Exercise/Conversion
CFFN Phantom Stock 2021
2024-12-31$11.33/sh−13,239$149,998→ 0 total
Exercise: $11.33From: 2024-12-31Exp: 2024-12-31→ CFFN common stock (13,239 underlying)

Holdings

CFFN common stock
(indirect: ESOP)
91,429
CFFN Phantom Stock 2022
Exercise: $8.65From: 2025-12-31Exp: 2025-12-31→ CFFN common stock (17,341 underlying)
17,341
CFFN common stock
(indirect: By Trust)
11,437
CFFN common stock
(indirect: By Trust)
466,928
CFFN Non-qualified Stock Option
Exercise: $11.91Exp: 2027-05-14→ CFFN common stock (100,116 underlying)
100,116
CFFN common stock
(indirect: By Trust)
817,451

Footnotes (6)

[F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
[F2]John C Dicus TTEE Dicus Marital Trust GST Exempt
[F3]John C Dicus Trustee Dicus Marital Trust GST Nonexempt
[F4]John C Dicus TTEE Dicus Family Trust
[F5]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
[F6]All options are vested.

Documents

1 file