4//SEC Filing
DICUS JOHN B 4
Accession 0001185016-25-000005
CIK 0001490906other
Filed
Jul 29, 8:00 PM ET
Accepted
Jul 30, 1:09 PM ET
Size
18.2 KB
Accession
0001185016-25-000005
Insider Transaction Report
Form 4
DICUS JOHN B
DirectorChairman, President and CEO
Transactions
- Will/Inheritance
CFFN common stock
2025-07-28+233,464→ 233,464 total(indirect: By Trust) - Will/Inheritance
CFFN common stock
2025-07-28−11,437→ 0 total(indirect: By Trust) - Will/Inheritance
CFFN common stock
2025-07-28−466,928→ 0 total(indirect: By Trust) - Will/Inheritance
CFFN common stock
2025-07-28+414,443→ 414,443 total(indirect: By Trust) - Will/Inheritance
CFFN common stock
2025-07-28−817,451→ 0 total(indirect: By Trust)
Holdings
- 1,333,352
CFFN common stock
- 17,341
CFFN Phantom Stock 2022
Exercise: $8.65From: 2025-12-31Exp: 2025-12-31→ CFFN common stock (17,341 underlying) - 13,830
CFFN Phantom Stock 2024
Exercise: $5.91From: 2027-12-31Exp: 2027-12-31→ CFFN common stock (13,830 underlying) - 91,421(indirect: ESOP)
CFFN common stock
- 100,116
CFFN Non-qualified Stock Option
Exercise: $11.91Exp: 2027-05-14→ CFFN common stock (100,116 underlying)
Footnotes (12)
- [F1]Transaction reflects receipt by John B. Dicus GST Nonexempt Trust dated June 19, 2024 of distribution of 408,725 shares from John C. Dicus Marital Trust GST Nonexempt and 5,718 shares from John C. Dicus Marital Trust GST Exempt.
- [F10]John C. Dicus Family Trust.
- [F11]The phantom stock units were acquired under the Issuer's Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
- [F12]All options are vested.
- [F2]John B. Dicus GST Nonexempt Trust dated June 19, 2024.
- [F3]Transaction reflects receipt by John B. Dicus Irrevocable Trust GST dated 12/12/2012 of distribution of 233,464 shares from John C. Dicus Family Trust.
- [F4]John B. Dicus Irrevocable Trust GST dated 12/12/2012.
- [F5]Transaction reflects distribution of shares by John C. Dicus Marital Trust GST Nonexempt to beneficiaries.
- [F6]John C. Dicus Marital Trust GST Nonexempt.
- [F7]Transaction reflects distribution of shares by John C. Dicus Marital Trust GST Exempt to beneficiaries.
- [F8]John C. Dicus Marital Trust GST Exempt.
- [F9]Transaction reflects distribution of shares by John C. Dicus Family Trust to beneficiaries.
Documents
Issuer
Capitol Federal Financial, Inc.
CIK 0001490906
Entity typeother
Related Parties
1- filerCIK 0001185016
Filing Metadata
- Form type
- 4
- Filed
- Jul 29, 8:00 PM ET
- Accepted
- Jul 30, 1:09 PM ET
- Size
- 18.2 KB