⌘K

Login Start Free

Home/Filings/4/0001185185-13-001971

4//SEC Filing

Uni-Pixel 4

Accession 0001185185-13-001971

CIK 0001171012operating

View on SEC.gov Company Profile

Filed

Sep 3, 8:00 PM ET

Accepted

Sep 4, 7:00 PM ET

Size

21.9 KB

Accession

0001185185-13-001971

Insider Transaction Report

Form 4

Period: 2013-09-03

Chief Financial Officer

Transactions

Exercise/Conversion
Common stock
2013-09-03$7.50/sh+3,334$25,005→ 58,782 total
Exercise/Conversion
Common stock
2013-09-03$7.50/sh+1,667$12,503→ 60,449 total
Exercise/Conversion
Stock options
2013-09-03−13,334→ 0 total
Exercise: $7.50From: 2005-04-19Exp: 2015-04-19→ Common shares (13,334 underlying)
Exercise/Conversion
Stock options
2013-09-03−3,334→ 0 total
Exercise: $7.50From: 2007-09-13Exp: 2017-09-13→ Common shares (3,334 underlying)
Exercise/Conversion
Common stock
2013-09-03$7.50/sh+8,665$64,988→ 69,114 total
Exercise/Conversion
Stock options
2013-09-03−1,667→ 0 total
Exercise: $7.50From: 2009-01-30Exp: 2019-01-30→ Common shares (1,667 underlying)
Exercise/Conversion
Common stock
2013-09-03$7.50/sh+13,334$100,005→ 55,448 total
Sale
Common stock
2013-09-03$20.00/sh−36,000$720,000→ 33,114 total
Exercise/Conversion
Stock options
2013-09-03−8,665→ 12,669 total
Exercise: $7.50From: 2010-01-28Exp: 2020-01-28→ Common shares (8,665 underlying)

Holdings

Stock options
Exercise: $6.93From: 2011-01-21Exp: 2021-01-21→ Common shares (120,000 underlying)
120,000
Stock options
Exercise: $7.50From: 2010-05-19Exp: 2020-05-19→ Common shares (33,334 underlying)
33,334

Footnotes (1)

[F1]The sales represented in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on June 3, 2013.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

Uni-Pixel

CIK 0001171012

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001171012

Filing Metadata

Form type: 4
Filed: Sep 3, 8:00 PM ET
Accepted: Sep 4, 7:00 PM ET
Size: 21.9 KB

View on SEC.gov