4//SEC Filing
Uni-Pixel 4
Accession 0001185185-13-002177
CIK 0001171012operating
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 6:02 PM ET
Size
10.8 KB
Accession
0001185185-13-002177
Insider Transaction Report
Form 4
Uni-PixelUNXL
TOMZ JEFFREY W
Chief Financial Officer
Transactions
- Exercise/Conversion
Stock options
2013-10-02−9,000→ 3,669 totalExercise: $7.50From: 2010-01-28Exp: 2020-01-28→ Common shares (9,000 underlying) - Sale
Common stock
2013-10-02$20.00/sh−11,000$220,000→ 31,114 total - Exercise/Conversion
Common stock
2013-10-02$7.50/sh+9,000$67,500→ 42,114 total
Holdings
- 120,000
Stock options
Exercise: $6.93From: 2011-01-21Exp: 2021-01-21→ Common shares (120,000 underlying) - 33,334
Stock options
Exercise: $7.50From: 2010-05-19Exp: 2020-05-19→ Common shares (33,334 underlying)
Footnotes (1)
- [F1]The sales represented in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on June 3, 2013.
Documents
Issuer
Uni-Pixel
CIK 0001171012
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001171012
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 6:02 PM ET
- Size
- 10.8 KB