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4//SEC Filing

Uni-Pixel 4

Accession 0001185185-14-003302

CIK 0001171012operating

View on SEC.gov Company Profile

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 6:00 PM ET

Size

10.8 KB

Accession

0001185185-14-003302

Insider Transaction Report

Form 4

Period: 2014-12-03

Van Ostrand Daniel K

Senior Vice President

Transactions

Sale
Common stock
2014-12-03$6.14/sh−30,000$184,200→ 33,501 total
Sale
Common stock
2014-12-04$5.83/sh−33,501$195,311→ 0 total

Holdings

Stock options
Exercise: $7.13From: 2012-11-27Exp: 2014-12-19→ Common shares (4,000 underlying)
4,000
Stock options
Exercise: $7.50From: 2009-01-30Exp: 2014-12-19→ Common shares (1,667 underlying)
1,667
Stock options
Exercise: $7.50From: 2010-01-28Exp: 2019-09-19→ Common shares (33,334 underlying)
33,334
Stock options
Exercise: $6.93From: 2011-01-21Exp: 2019-09-19→ Common shares (120,000 underlying)
120,000

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

Uni-Pixel

CIK 0001171012

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001171012

Filing Metadata

Form type: 4
Filed: Dec 3, 7:00 PM ET
Accepted: Dec 4, 6:00 PM ET
Size: 10.8 KB

View on SEC.gov