Home/Filings/4/0001185185-17-001184
4//SEC Filing

GLOBALSCAPE INC 4

Accession 0001185185-17-001184

CIK 0001112920operating

Filed

May 14, 8:00 PM ET

Accepted

May 15, 4:40 PM ET

Size

12.8 KB

Accession

0001185185-17-001184

Insider Transaction Report

Form 4
Period: 2017-05-12
Hoffer Gregory T
VP, Concept Development
Transactions
  • Exercise/Conversion

    Common Stock

    2017-05-12$2.35/sh+50,000$117,50050,100 total
  • Sale

    Common Stock

    2017-05-12$4.14/sh50,000$207,000100 total
  • Exercise/Conversion

    Non-Qualified Stock Option

    2017-05-1250,0000 total
    Exercise: $2.35From: 2017-05-12Exp: 2024-01-02Common Stock (50,000 underlying)
Holdings
  • Incentive Stock Option

    Exercise: $3.52Exp: 2026-02-01Common Stock (100,000 underlying)
    100,000
  • Incentive Stock Option

    Exercise: $3.73Exp: 2027-02-08Common Stock (11,900 underlying)
    111,900
  • Non-Qualified Stock Option

    Exercise: $3.73Exp: 2027-02-08Common Stock (23,100 underlying)
    135,000
Footnotes (3)
  • [F1]1/3 of the total shares under this option vest and are available for purchase on each annual anniversary date of the grant date of the option.
  • [F2]Exercise of option to purchase common stock. Includes shares which were sold to pay the exercise price, to cover withholding taxes and to pay broker fees and commissions pursuant to a broker-assisted cashless exercise.
  • [F3]Price reflected is a weighted-average sales price for shares sold. The shares were sold in multiple transactions and the range of sales prices for the transactions reported was $4.07 to $4.22. The reporting person undertakes to provide the issuer, any security holder of the issuer or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Issuer

GLOBALSCAPE INC

CIK 0001112920

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001112920

Filing Metadata

Form type
4
Filed
May 14, 8:00 PM ET
Accepted
May 15, 4:40 PM ET
Size
12.8 KB