GLOBALSCAPE INC 4

4 · GLOBALSCAPE INC · Filed May 15, 2017

Form 4

Period: 2017-05-12

VP, Concept Development

Transactions

Exercise/Conversion
Common Stock
2017-05-12$2.35/sh+50,000$117,500→ 50,100 total
Sale
Common Stock
2017-05-12$4.14/sh−50,000$207,000→ 100 total
Exercise/Conversion
Non-Qualified Stock Option
2017-05-12−50,000→ 0 total
Exercise: $2.35From: 2017-05-12Exp: 2024-01-02→ Common Stock (50,000 underlying)

Holdings

Incentive Stock Option
Exercise: $3.52Exp: 2026-02-01→ Common Stock (100,000 underlying)
100,000
Incentive Stock Option
Exercise: $3.73Exp: 2027-02-08→ Common Stock (11,900 underlying)
111,900
Non-Qualified Stock Option
Exercise: $3.73Exp: 2027-02-08→ Common Stock (23,100 underlying)
135,000

Footnotes (3)

[F1]1/3 of the total shares under this option vest and are available for purchase on each annual anniversary date of the grant date of the option.
[F2]Exercise of option to purchase common stock. Includes shares which were sold to pay the exercise price, to cover withholding taxes and to pay broker fees and commissions pursuant to a broker-assisted cashless exercise.
[F3]Price reflected is a weighted-average sales price for shares sold. The shares were sold in multiple transactions and the range of sales prices for the transactions reported was $4.07 to $4.22. The reporting person undertakes to provide the issuer, any security holder of the issuer or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Documents

1 file