|4Feb 26, 5:34 PM ET

Lamadrid David 4

4 · CLS Holdings USA, Inc. · Filed Feb 26, 2018

Insider Transaction Report

Form 4
Period: 2018-02-20
Lamadrid David
President and CFO
Transactions
  • Other

    Convertible Promissory Note

    2018-02-20$31250.00/sh100,000 total
    Exercise: $0.31From: 2018-02-20Common Stock (100,000 underlying)
  • Purchase

    Common Stock Purchase Warrant

    2018-02-20+25,00025,000 total
    Exercise: $0.75Exp: 2021-02-20Common Stock (25,000 underlying)
Holdings
  • Common Stock

    1,000,000
Footnotes (3)
  • [F1]This Note bears interest at the rate of 8% per annum. At the election of the Reporting Person, all principal and accrued interest under the Note may be converted into the Issuer's common stock. For each $0.3125 converted, the Reporting Person will receive one share of common stock.
  • [F2]The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures 18 months following the date of issuance.
  • [F3]This warrant is exercisable commencing on the Issuance Date and ending on 5:00 p.m. eastern standard time on the three-year anniversary thereof.

Documents

1 file
  • 4
    form4-lamadrid022618.xmlPrimary

    OWNERSHIP DOCUMENT