Newcan Investment Partners LLC 4
4 · CLS Holdings USA, Inc. · Filed Mar 14, 2018
Insider Transaction Report
Form 4
Newcan Investment Partners LLC
10% Owner
Transactions
- Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+50,685$15,839→ 1,921,673 total - Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+9,027$2,821→ 1,930,700 total - Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+427,187$133,496→ 2,357,887 total - Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+2,173,088$679,090→ 4,530,975 total - Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+236,810$74,003→ 4,767,785 total - Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+100,525$31,414→ 4,868,310 total - Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 totalExercise: $0.31From: 2017-01-10→ Common Stock (50,685 underlying) - Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 totalExercise: $0.31From: 2017-01-10→ Common Stock (9,027 underlying) - Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 totalExercise: $0.31From: 2017-08-23→ Common Stock (2,173,088 underlying) - Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+377,898$118,093→ 5,246,208 total - Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 totalExercise: $0.31From: 2017-08-23→ Common Stock (236,810 underlying) - Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 totalExercise: $0.31From: 2017-10-09→ Common Stock (100,525 underlying) - Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 totalExercise: $0.31From: 2017-03-31→ Common Stock (427,187 underlying) - Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 totalExercise: $0.31From: 2018-01-05→ Common Stock (377,898 underlying)
Footnotes (6)
- [F1]Represents conversion of remaining unpaid interest that accrued on a convertible promissory note that was converted on May 31, 2017.
- [F2]The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on January 2, 2020.
- [F3]The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on April 1, 2020.
- [F4]The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on August 22, 2020.
- [F5]The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on October 8, 2020.
- [F6]The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on April 1, 2021.