|4Apr 10, 8:52 PM ET

BINDER JEFFREY I 4

4 · CLS Holdings USA, Inc. · Filed Apr 10, 2018

Insider Transaction Report

Form 4
Period: 2018-04-06
BINDER JEFFREY I
DirectorChairman, President and CEO10% Owner
Transactions
  • Other

    Convertible Promissory Note

    2018-04-06$37500.00/sh120,000 total
    Exercise: $0.31From: 2018-04-06Common Stock (120,000 underlying)
Holdings
  • Common Stock

    8,473,527
Footnotes (3)
  • [F1]This Note bears interest at the rate of 10% per annum. At the election of the Reporting Person, all principal and accrued interest under the Note may be converted into the Issuer's common stock. For each $0.3125 converted, the Reporting Person will receive one share of common stock.
  • [F2]The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on April 1, 2021.
  • [F3]Excludes shares issuable at the election of the Reporting Person upon conversion of accrued interest (both past and future) into shares of common stock.

Documents

1 file
  • 4
    form4-binder041018.xmlPrimary

    OWNERSHIP DOCUMENT