Haller Kenneth 4

Accession 0001185185-21-001828

CIK 0001419275other

View on SEC.gov Company Profile

Filed

Dec 9, 7:00 PM ET

Accepted

Dec 10, 2:21 PM ET

Size

66.4 KB

Accession

0001185185-21-001828

Insider Transaction Report

Form 4

Period: 2020-04-30

GreenBox POSGBOX

Haller Kenneth

President of Payments

Transactions

Award
Common Stock, par value $0.001
2020-04-30$0.48/sh+17,000,000$8,160,000→ 17,000,000 total
Sale
Common Stock, par value $0.001
2021-04-06$16.66/sh−9,251$154,122→ 2,880,615 total
Sale
Common Stock, par value $0.001
2021-04-06$18.28/sh−12,449$227,568→ 2,849,866 total
Sale
Common Stock, par value $0.001
2021-04-08$17.44/sh−6,168$107,570→ 2,822,215 total
Sale
Common Stock, par value $0.001
2021-04-12$17.89/sh−9,000$161,010→ 2,806,215 total
Sale
Common Stock, par value $0.001
2021-05-25$10.18/sh−29,800$303,364→ 2,776,115 total
Sale
Common Stock, par value $0.001
2021-04-06$17.54/sh−18,300$320,982→ 2,862,315 total
Sale
Common Stock, par value $0.001
2021-06-11$14.05/sh−3,465$48,683→ 2,499,150 total
Sale
Common Stock, par value $0.001
2021-06-14$15.12/sh−71,045$1,074,200→ 2,428,105 total
Disposition to Issuer
Stock Options
2021-09-30−2,534,213→ 86,639 total
Exercise: $7.31From: 2021-08-17Exp: 2031-08-17→ Common Stock, par value $0.001 (2,534,213 underlying)
Exercise/Conversion
Common Stock, par value $0.001
2020-06-24$0.07/sh+500,000$32,500→ 17,500,000 total
Sale
Common Stock, par value $0.001
2021-04-05$15.10/sh−26,800$404,680→ 2,889,866 total
Sale
Common Stock, par value $0.001
2021-04-09$16.55/sh−6,100$100,955→ 2,828,383 total
Sale
Common Stock, par value $0.001
2021-04-12$16.78/sh−7,000$117,460→ 2,815,215 total
Sale
Common Stock, par value $0.001
2021-05-24$10.50/sh−100$1,050→ 2,805,915 total
Sale
Common Stock, par value $0.001
2021-05-26$11.23/sh−49,682$557,929→ 2,726,433 total
Sale
Common Stock, par value $0.001
2021-07-02$11.40/sh−15,000$171,000→ 2,326,115 total
Sale
Common Stock, par value $0.001
2021-07-20$9.85/sh−6,172$60,794→ 2,319,943 total
Sale
Common Stock, par value $0.001
2021-07-22$9.64/sh−48,423$466,798→ 2,862,120 total
Sale
Common Stock, par value $0.001
2021-07-23$9.86/sh−131,394$1,295,545→ 2,730,726 total
Sale
Common Stock, par value $0.001
2021-04-07$18.44/sh−10,000$184,400→ 2,839,866 total
Sale
Common Stock, par value $0.001
2021-04-08$18.56/sh−5,383$99,908→ 2,834,483 total
Sale
Common Stock, par value $0.001
2021-05-20$10.50/sh−200$2,100→ 2,806,015 total
Sale
Common Stock, par value $0.001
2021-06-10$14.18/sh−23,500$333,230→ 2,502,615 total
Sale
Common Stock, par value $0.001
2021-07-01$12.04/sh−85,000$1,023,400→ 2,341,115 total
Sale
Common Stock, par value $0.001
2021-07-21$9.72/sh−25,000$243,000→ 2,910,543 total
Award
Stock Options
2020-06-24+500,000→ 500,000 total
Exercise: $0.07From: 2020-06-24Exp: 2025-06-24→ Common Stock, par value $0.001 (500,000 underlying)
Disposition to Issuer
Stock Options
2020-06-24−500,000→ 0 total
Exercise: $0.07From: 2020-06-24Exp: 2025-06-24→ Common Stock, par value $0.001 (500,000 underlying)
Award
Stock Options
2020-12-01+500,000→ 500,000 total
Exercise: $1.01From: 2020-12-01Exp: 2026-06-01→ Common Stock, par value $0.001 (500,000 underlying)
Sale
Common Stock, par value $0.001
2021-05-27$10.63/sh−90,318$960,080→ 2,636,115 total
Sale
Common Stock, par value $0.001
2021-06-01$11.99/sh−10,000$119,900→ 2,626,115 total
Sale
Common Stock, par value $0.001
2021-06-07$13.77/sh−100,000$1,377,000→ 2,526,115 total
Sale
Common Stock, par value $0.001
2021-06-15$14.67/sh−1,990$29,193→ 2,426,115 total
Award
Stock Options
2021-08-17+2,534,213→ 2,620,852 total
Exercise: $7.31From: 2021-08-17Exp: 2031-08-17→ Common Stock, par value $0.001 (2,534,213 underlying)
Award
Common Stock, par value $0.001
2021-07-20$9.79/sh+615,600$6,026,724→ 2,935,543 total(indirect: Sky Financial)
Award
Stock Options
2021-06-02+3,306→ 86,639 total
Exercise: $12.10From: 2021-12-01Exp: 2031-06-02→ Common Stock, par value $0.001 (3,306 underlying)

Footnotes (20)

[F1]The company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Mr. Haller's 17,500,000 shares of common stock became 2,916,666 shares of common stock.
[F10]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.15 to $18.00, inclusive.
[F11]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $17.24, inclusive.
[F12]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.53 to $18.50, inclusive.
[F13]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.69, inclusive.
[F14]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $11.04, inclusive.
[F15]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.10 to $14.55, inclusive.
[F16]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.05 to $14.06, inclusive.
[F17]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $15.34, inclusive.
[F18]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.87 to $12.19, inclusive.
[F19]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $10.03, inclusive.
[F2]The company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Mr. Haller's 500,000 stock options became 83,333 stock options.
[F20]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.41 to$10.00, inclusive.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.02 to $15.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (20) to this Form 4.
[F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.94, inclusive.
[F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.11 to $17.98, inclusive.
[F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.64, inclusive.
[F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $19.00, inclusive.
[F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.26 to $19.25, inclusive.
[F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.12 to $17.08, inclusive.

Documents

1 file

4
ownership.xmlPrimary

Issuer

GreenBox POS

CIK 0001419275

→

Entity typeother

Related Parties

filerCIK 0001827191

Filing Metadata

Form type: 4
Filed: Dec 9, 7:00 PM ET
Accepted: Dec 10, 2:21 PM ET
Size: 66.4 KB

View on SEC.gov