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U.S. Stem Cell, Inc.·4

Mar 25, 4:02 PM ET

Knutson Gregory 4

4 · U.S. Stem Cell, Inc. · Filed Mar 25, 2022

Insider Transaction Report

Form 4
Period: 2022-03-18
U.S. Stem Cell, Inc.USRM
Knutson Gregory
Director
Transactions
  • Award

    Convertible promissory Note (right to buy)

    2022-02-24$100000.00/sh+12,500,000$1,250,000,000,000→ 16,125,000 total
    Exercise: $0.01From: 2021-02-17Exp: 2024-02-17→ Common Stock (12,500,000 underlying)
  • Award

    Warrant

    2022-02-24+12,500,000→ 28,625,000 total
    Exercise: $0.01From: 2022-02-24Exp: 2027-02-24→ Common Stock (12,500,000 underlying)
  • Award

    Common Stock

    2022-03-18$0.01/sh+25,000,000$200,000→ 26,675,000 total
Holdings

  • Common Stock

    (indirect: By LLC)
    38,005,331
Footnotes (3)
  • [F1]Previously reported; By addendum the conversion price was adjusted and the maturity date extended.
  • [F2]Issued in consideration of the extension of the extension of the maturity date.
  • [F3]The Warrant was revised to disclose an expiration date of 02/24/2027.

Documents

1 file
  • 4
    ownership.xmlPrimary