4//SEC Filing
MCGRATH JOHN JOSEPH 4
Accession 0001185185-22-000395
CIK 0001009829other
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 6:44 PM ET
Size
14.7 KB
Accession
0001185185-22-000395
Insider Transaction Report
Form 4
MCGRATH JOHN JOSEPH
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2022-01-01$10.16/sh+7,654$77,765→ 57,373 total - Disposition to Issuer
Common Stock
2022-01-01$5.15/sh−5,826$30,004→ 48,764 total - Tax Payment
Common Stock
2022-03-31$14.49/sh−2,783$40,326→ 54,590 total - Exercise/Conversion
Restricted Stock Units (RSU")
2022-01-01$1.47/sh−7,654$11,251→ 0 total→ Common Stock (7,654 underlying) - Disposition to Issuer
RSU
2022-01-01$1.47/sh−33,165$48,753→ 0 total→ Common Stock (33,165 underlying)
Footnotes (11)
- [F1]Represents shares underlying RSUs previously reported which vested.
- [F10]Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.
- [F11]RSUs vest as follows: 60% of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.
- [F2]Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
- [F3]Represents the closing price of the Company's common stock for the trading day preceding the date of surrender, as reported by NASDAQ
- [F4]Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
- [F5]Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported RSU Agreement by and between the Holder and the Issuer.
- [F6]Reflects the forfeiture of a restricted stock award issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2017 Restricted Stock Award Agreement by and between the Holder and the Issuer, which forfeiture occurred in 2020.
- [F7]Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.
- [F8]Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
- [F9]Vested according to the terms of the RSU described in a previous filing.
Documents
Issuer
JAKKS PACIFIC INC
CIK 0001009829
Entity typeother
Related Parties
1- filerCIK 0001527634
Filing Metadata
- Form type
- 4
- Filed
- Apr 3, 8:00 PM ET
- Accepted
- Apr 4, 6:44 PM ET
- Size
- 14.7 KB