|4Nov 17, 11:55 AM ET

JCP Investment Partnership, LP 4

4 · INNOVATIVE FOOD HOLDINGS INC · Filed Nov 17, 2023

Insider Transaction Report

Form 4
Period: 2023-11-14
Pappas James C
Director10% Owner
Transactions
  • Purchase

    Common Stock

    2023-11-15$0.67/sh+5,000$3,350368,492 total(indirect: By LLC)
  • Purchase

    Common Stock

    2023-11-14$0.69/sh+250,000$172,500363,492 total(indirect: By LLC)
Holdings
  • Common Stock

    (indirect: By Partnership)
    8,134,425
Footnotes (3)
  • [F1]This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
  • [F2]Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.
  • [F3]Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Documents

1 file
  • 4
    ownership.xmlPrimary