4//SEC Filing
BERMAN STEPHEN G 4
Accession 0001185185-26-000014
CIK 0001009829other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 4:43 PM ET
Size
23.3 KB
Accession
0001185185-26-000014
Insider Transaction Report
Form 4
BERMAN STEPHEN G
DirectorCOO, Pres. and Sec.
Transactions
- Exercise/Conversion
Common Stock
2026-01-01$16.88/sh+66,705$1,125,980→ 300,838 total - Exercise/Conversion
Common Stock
2026-01-01$16.88/sh+32,818$553,968→ 333,656 total - Exercise/Conversion
Common Stock
2026-01-01$16.88/sh+41,448$699,642→ 375,104 total - Tax Payment
Common Stock
2026-01-01$16.88/sh−35,054$591,712→ 340,050 total - Tax Payment
Common Stock
2026-01-01$16.88/sh−17,817$300,751→ 322,233 total - Tax Payment
Common Stock
2026-01-01$16.88/sh−21,781$367,663→ 300,452 total - Exercise/Conversion
Restricted Stock Unit ("RSU")
2026-01-01$16.88/sh−66,705$1,125,980→ 0 total→ Common Stock (66,705 underlying) - Exercise/Conversion
Restricted Stock Unit ("RSU")
2026-01-01$16.88/sh−32,818$553,968→ 32,817 total→ Common Stock (32,818 underlying) - Exercise/Conversion
Restricted Stock Unit ("RSU")
2026-01-01$16.88/sh−41,448$699,642→ 82,896 total→ Common Stock (41,448 underlying) - Award
Restricted Stock Unit ("RSU")
2026-01-01$16.88/sh+207,336$3,499,832→ 207,336 total→ Common Stock (207,336 underlying)
Footnotes (8)
- [F1]Vested according to the terms of the RSU described in a previous filing.
- [F2]Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
- [F3]Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
- [F4]Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.
- [F5]Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
- [F6]RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.
- [F7]Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.
- [F8]Does not include additional RSUs previously granted and reported with different vesting terms.
Documents
Issuer
JAKKS PACIFIC INC
CIK 0001009829
Entity typeother
Related Parties
1- filerCIK 0001275342
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 4:43 PM ET
- Size
- 23.3 KB