FOREST CITY ENTERPRISES INC 4

Accession 0001185192-13-000001

CIK 0000038067operating

Filed

Jan 23, 7:00 PM ET

Accepted

Jan 24, 6:31 PM ET

Size

31.5 KB

Accession

0001185192-13-000001

Form 4

Period: 2013-01-24

Director

Transactions

Exercise/Conversion
2003 Stock Option Grant (right to buy)
2013-01-24−10,800→ 0 total
Exercise: $15.50From: 2005-03-17Exp: 2013-03-17→ Class A Common (10,800 underlying)
Sale
Class A Common Stock
2013-01-24$17.21/sh−5,700$98,097→ 108,600 total
Exercise/Conversion
Class A Common Stock
2013-01-24$15.50/sh+10,800$167,400→ 119,400 total
Sale
Class A Common Stock
2013-01-24$17.24/sh−1,100$18,964→ 117,600 total
Sale
Class A Common Stock
2013-01-24$17.22/sh−3,100$53,382→ 114,300 total
Sale
Class A Common Stock
2013-01-24$17.26/sh−200$3,452→ 119,200 total
Sale
Class A Common Stock
2013-01-24$17.25/sh−500$8,625→ 118,700 total
Sale
Class A Common Stock
2013-01-24$17.23/sh−200$3,446→ 117,400 total

Holdings

Class A Common
2,831.725
2009 Stock Option Grant (right to buy)
Exercise: $7.80From: 2010-04-21Exp: 2019-04-21→ Class A Common (10,966 underlying)
0
2007 Stock Option Grant (right to buy)
Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (10,800 underlying)
10,800
2011 Stock Option Grant (right to buy)
Exercise: $17.72From: 2012-04-13Exp: 2021-04-13→ Class A Common (8,927 underlying)
8,927
Class A Common Stock
(indirect: See footnote)
1,100
2006 Stock Option Grant (right to buy)
Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (10,800 underlying)
10,800
2008 Stock Option Grant (right to buy)
Exercise: $37.68From: 2009-04-07Exp: 2018-04-07→ Class A Common (10,637 underlying)
10,637
2012 Stock Option Grant (right to buy)
Exercise: $14.74From: 2013-04-11Exp: 2022-04-11→ Class A Common (10,825 underlying)
10,825
2005 Stock Option Grant (right to buy)
Exercise: $31.75From: 2007-04-06Exp: 2015-04-06→ Class A Common (10,800 underlying)
10,800
2010 Stock Option Grant (right to buy)
Exercise: $15.89From: 2011-04-14Exp: 2020-04-14→ Class A Common (8,007 underlying)
8,007

Footnotes (12)

[F1]Held in a Dividend Reinvestment Account (DRIP).
[F10]2010 Stock Option Grant - 33.33% exercisable 4/14/2011; 33.33% exercisable 4/14/2012; and 33.33% exercisable 4/14/2013.
[F11]2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
[F12]2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.
[F2]Shares held direct in street account.
[F3]Shares are held by Sag Pond Partners - Mr. Esposito retains sole investment control.
[F4]2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007.
[F5]2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
[F6]2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
[F7]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
[F8]2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 33.33% exercisable 4/07/2011.
[F9]2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.

Documents

2 files

FOREST CITY ENTERPRISES INC

CIK 0000038067

Entity typeoperating

IncorporatedOH