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FOREST CITY ENTERPRISES INC 5

Accession 0001185192-13-000002

CIK 0000038067operating
View on SEC.govCompany Profile

Filed

Mar 17, 8:00 PM ET

Accepted

Mar 18, 2:35 PM ET

Size

21.8 KB

Accession

0001185192-13-000002

Insider Transaction Report

Form 5
Period: 2013-01-31
FOREST CITY ENTERPRISES INCFCEA/FCEB
ESPOSITO MICHAEL P JR
Director
Transactions
  • Gift

    Class A Common Stock

    2012-11-13+11,400→ 11,400 total(indirect: See footnote)
  • Gift

    Class A Common Stock

    2012-11-13−11,400→ 97,200 total
Holdings

  • 2005 Stock Option Grant (right to buy)

    Exercise: $31.75From: 2007-04-06Exp: 2015-04-06→ Class A Common (10,800 underlying)
    10,800

  • 2008 Stock Option Grant (right to buy)

    Exercise: $37.68From: 2009-04-07Exp: 2018-04-07→ Class A Common (10,637 underlying)
    10,637

  • Class A Common Stock

    2,831.725

  • Class A Common Stock

    (indirect: See footnote)
    1,100

  • 2007 Stock Option Grant (right to buy)

    Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (10,800 underlying)
    10,800

  • 2009 Stock Option Grant (right to buy)

    Exercise: $7.80From: 2010-04-21Exp: 2019-04-21→ Class A Common (10,966 underlying)
    10,966

  • 2011 Stock Option Grant (right to buy)

    Exercise: $17.72From: 2012-04-13Exp: 2021-04-13→ Class A Common (8,927 underlying)
    8,927

  • 2006 Stock Option Grant (right to buy)

    Exercise: $46.37From: 2008-04-04Exp: 2015-04-06→ Class A Common (10,800 underlying)
    10,800

  • 2010 Stock Option Grant (right to buy)

    Exercise: $15.89From: 2011-04-14Exp: 2020-04-14→ Class A Common (8,007 underlying)
    8,007

  • 2012 Stock Option Grant (right to buy)

    Exercise: $14.74From: 2013-04-11Exp: 2022-04-11→ Class A Common (10,825 underlying)
    10,825
Footnotes (12)
  • [F1]Held in a Dividend Reinvestment Account (DRIP).
  • [F10]2010 Stock Option Grant - 33.33% exercisable 4/14/2011; 33.33% exercisable 4/14/2012; and 33.33% exercisable 4/14/2013.
  • [F11]2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
  • [F12]2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.
  • [F2]Shares held direct in street account.
  • [F3]Ellen L. Esposito Trust, dated 11/05/2012 - for the benefit of spouse.
  • [F4]Shares are held by Sag Pond Partners - Mr. Esposito retains sole investment control.
  • [F5]2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
  • [F6]2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
  • [F7]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  • [F8]2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 33.33% exercisable 4/07/2011.
  • [F9]2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→
Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000038067

Filing Metadata

Form type
5
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 2:35 PM ET
Size
21.8 KB
View on SEC.gov