Forest City Realty Trust, Inc. 4

Accession 0001185192-16-000002

CIK 0001647509operating

View on SEC.gov Company Profile

Filed

Mar 24, 8:00 PM ET

Accepted

Mar 25, 4:24 PM ET

Size

22.9 KB

Accession

0001185192-16-000002

Insider Transaction Report

Form 4

Period: 2016-03-23

Forest City Realty Trust, Inc.FCEA/FCEB

ESPOSITO MICHAEL P JR

Director

Transactions

Award
Class A Common Stock
2016-03-18$22.09/sh+20.506$453→ 2,852.231 total
Award
Class A Common Stock
2016-03-23+5,969→ 5,969 total

Holdings

2009 Stock Option Grant (right to buy)
Exercise: $7.80From: 2010-04-21Exp: 2019-04-21→ Class A Common (10,966 underlying)
10,966
2011 Stock Option Grant (right to buy)
Exercise: $17.72From: 2012-04-13Exp: 2021-04-13→ Class A Common (8,927 underlying)
8,927
Class A Common Stock
(indirect: See footnote)
11,400
Class A Common Stock
(indirect: See footnote)
1,100
2012 Stock Option Grant (right to buy)
Exercise: $14.74From: 2013-04-11Exp: 2022-04-11→ Class A Common (10,825 underlying)
10,825
Class A Common Stock
4,467
Class A Common Stock
1,894
2008 Stock Option Grant (right to buy)
Exercise: $37.68From: 2009-04-07Exp: 2018-04-07→ Class A Common (10,637 underlying)
10,637
Class A Common Stock
106,859
2006 Stock Option Grant (right to buy)
Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (10,800 underlying)
10,800
2007 Stock Option Grant (right to buy)
Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (10,800 underlying)
10,800
2010 Stock Option Grant (right to buy)
Exercise: $15.89From: 2011-04-14Exp: 2020-04-14→ Class A Common (8,007 underlying)
8,007

Footnotes (14)

[F1]Held in a Dividend Reinvestment Account (DRIP). Acquisition of shares due to dividend paid on 3/18/2016.
[F10]2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 33.33% exercisable 4/07/2011.
[F11]2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.
[F12]2010 Stock Option Grant - 33.33% exercisable 4/14/2011; 33.33% exercisable 4/14/2012; and 33.33% exercisable 4/14/2013.
[F13]2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
[F14]2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.
[F2]Shares held direct in street account. 1,893 shares vested on 4/08/2015 and were transferred to this account.
[F3]Ellen L. Esposito Trust, dated 11/05/2012 - for the benefit of spouse.
[F4]Shares are held by Sag Pond Partners - Mr. Esposito retains sole investment control.
[F5]2013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016. 1,893 shares vested on 4/08/2015 and were transferred to brokerage account. See footnote #2.
[F6]2015 Restricted Stock Grant - 100% vest on 3/26/2016.
[F7]2016 Restricted Stock Grant - 100% vest on 3/23/2017.
[F8]2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
[F9]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.

Documents

2 files

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

→

Entity typeoperating

IncorporatedMD

Related Parties

filerCIK 0001647509

Filing Metadata

Form type: 4
Filed: Mar 24, 8:00 PM ET
Accepted: Mar 25, 4:24 PM ET
Size: 22.9 KB

View on SEC.gov