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4//SEC Filing

Forest City Realty Trust, Inc. 4

Accession 0001185192-16-000003

CIK 0001647509operating
View on SEC.govCompany Profile

Filed

Jun 30, 8:00 PM ET

Accepted

Jul 1, 12:38 PM ET

Size

19.2 KB

Accession

0001185192-16-000003

Insider Transaction Report

Form 4
Period: 2016-06-24
Forest City Realty Trust, Inc.FCEA/FCEB
ESPOSITO MICHAEL P JR
Director
Transactions
  • Award

    Class A Common Stock

    2016-06-24$22.60/sh+7.572$171→ 2,859.28 total
Holdings

  • 2007 Stock Option Grant (right to buy)

    Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (10,800 underlying)
    10,800

  • 2012 Stock Option Grant (right to buy)

    Exercise: $14.74From: 2013-04-11Exp: 2022-04-11→ Class A Common (10,825 underlying)
    10,825

  • 2009 Stock Option Grant (right to buy)

    Exercise: $7.80From: 2010-04-21Exp: 2019-04-21→ Class A Common (10,966 underlying)
    10,966

  • 2010 Stock Option Grant (right to buy)

    Exercise: $15.89From: 2011-04-14Exp: 2020-04-14→ Class A Common (8,007 underlying)
    8,007

  • 2011 Stock Option Grant (right to buy)

    Exercise: $17.72From: 2012-04-13Exp: 2021-04-13→ Class A Common (8,927 underlying)
    8,927

  • Class A Common Stock

    113,220

  • Class A Common Stock

    (indirect: See footnote)
    1,100

  • 2008 Stock Option Grant (right to buy)

    Exercise: $37.68From: 2009-04-07Exp: 2018-04-07→ Class A Common (10,637 underlying)
    10,637

  • Class A Common Stock

    (indirect: See footnote)
    11,400

  • Class A Common Stock

    5,969
Footnotes (11)
  • [F1]Held in a Dividend Reinvestment Account (DRIP). Acquisition of shares due to dividend paid on 6/24/2016. Deemed acquistion date is 6/29/2016, since that was the date the transfer agent (Wells Fargo) processed and paid the DRIP dividends. This is a voluntary reporting of a small acquistion.
  • [F10]2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
  • [F11]2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.
  • [F2]Shares held direct in street account. 4,467 restricted shares vested on 3/26/2016 and were transferred to this account. 1,894 restricted shares vested on 4/08/2016 and were transferred to this account.
  • [F3]Ellen L. Esposito Trust, dated 11/05/2012 - for the benefit of spouse.
  • [F4]Shares are held by Sag Pond Partners - Mr. Esposito retains sole investment control.
  • [F5]2016 Restricted Stock Grant - 100% vest on 3/23/2017.
  • [F6]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  • [F7]2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 33.33% exercisable 4/07/2011.
  • [F8]2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.
  • [F9]2010 Stock Option Grant - 33.33% exercisable 4/14/2011; 33.33% exercisable 4/14/2012; and 33.33% exercisable 4/14/2013.

Documents

2 files

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

→
Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001647509

Filing Metadata

Form type
4
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 12:38 PM ET
Size
19.2 KB
View on SEC.gov