4//SEC Filing
FIREPOND INC 4
Accession 0001185567-03-000009
CIK 0001098574operating
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 3:25 PM ET
Size
22.9 KB
Accession
0001185567-03-000009
Insider Transaction Report
Form 4
FIREPOND INCFIRE
GRABE WILLIAM O
Director
Transactions
- Disposition from Tender
Common Stock
2003-12-03$3.16/sh−282,211$891,787→ 0 total(indirect: See) - Disposition from Tender
Common Stock
2003-12-03$3.16/sh−251,756$795,549→ 0 total(indirect: See) - Disposition from Tender
Common Stock
2003-12-03$3.16/sh−57,657$182,196→ 0 total(indirect: See) - Disposition from Tender
Stock Option (right to buy)
2003-12-03−5,000→ 0 totalExercise: $44.55From: 2003-12-03Exp: 2009-09-09→ Common Stock (5,000 underlying) - Disposition from Tender
Stock Option (right to buy)
2003-12-03−1,250→ 0 totalExercise: $22.50From: 2003-12-03Exp: 2011-03-22→ Common Stock (1,250 underlying) - Disposition from Tender
Common Stock
2003-12-03$3.16/sh−11,927$37,689→ 0 total(indirect: See) - Disposition from Tender
Common Stock
2003-12-03$3.16/sh−1,061,984$3,355,869→ 0 total(indirect: See) - Disposition from Tender
Warrant (right to buy)
2003-12-03−2,469→ 0 total(indirect: See)Exercise: $220.00From: 2000-05-11Exp: 2004-11-11→ Common Stock (2,469 underlying) - Disposition from Tender
Warrant (right to buy)
2003-12-03−530→ 0 total(indirect: See)Exercise: $220.00From: 2000-05-11Exp: 2004-11-11→ Common Stock (530 underlying) - Disposition from Tender
Stock Option (right to buy)
2003-12-03−4,687→ 0 totalExercise: $6.60From: 2003-12-03Exp: 2006-07-31→ Common Stock (4,687 underlying)
Footnotes (21)
- [F1]Effective August 15, 2002, each share of common stock of FirePond, Inc. ("FirePond) was converted in a reverse stock split into one-tenth of a share of common stock (the foregoing, the "Reverse Stock Split"). Prior to the Reverse Stock Split, General Atlantic Partners 40, L.P. ("GAP 40") owned 10,619,840 shares of common stock and, as a result of the Reverse Stock Split, such shares of common stock became 1,061,984 shares of common stock.
- [F10]Prior to the Reverse Stock Split and subject to vesting, this option was exercisable for 46,875 shares of common stock at an exercise price of $0.66 per share. As a result of the Reverse Stock Split, this option became exercisable for 4,687 shares of common stock at an exercise price of $6.60 per share.
- [F11]Prior to the Reverse Stock Split and subject to vesting, this option was exercisable for 12,500 shares of common stock at an exercise price of $1.09 per share. As a result of the Reverse Stock Split, this option became exercisable for 1,250 shares of common stock at an exercise price of $10.90 per share.
- [F12]This option accelerated immediately prior to the effectiveness of the merger (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of October 8, 2003, among FirePond, Jaguar Technology Holdings, LLC and Fire Transaction Sub, Inc., as amended by Amendment No. 1 thereto, dated as of October 22, 2003.
- [F13]This warrant was canceled upon the effectiveness of the Merger because the price per share paid in the Merger was less than the exercise price of the warrant.
- [F14]This option was canceled upon the effectiveness of the Merger because the price per share paid in the Merger was less than the exercise price of the option.
- [F15]This option was canceled in the Merger in exchange for a cash payment representing the difference between the price per share paid in the Merger ($3.16) and the exercise price of the option ($2.48).
- [F16]By GAP 40, of which General Atlantic Partners, LLC ("GAP LLC") is the general partner. See footnote 21.
- [F17]By GAP 46, of which GAP LLC is the general partner. See footnote 21.
- [F18]By GAP 52, of which GAP LLC is the general partner. See footnote 21.
- [F19]By GAPCO. See footnote 21.
- [F2]Prior to the Reverse Stock Split, General Atlantic Partners 46, L.P. ("GAP 46") owned 2,822,118 shares of common stock and, as a result of the Reverse Stock Split, such shares of common stock became 282,211 shares of common stock.
- [F20]By GAPCO II. See footnote 21.
- [F21]By General Atlantic Partners 59, L.P., of which GAP LLC is the general partner. The managing members of GAP LLC (other than Klaus Esser) are also the general partners of GAPCO and GAPCO II. Mr. Grabe is a managing member of GAP LLC and a general partner of each of GAPCO and GAPCO II, and disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- [F3]Prior to the Reverse Stock Split, General Atlantic Partners 52, L.P. ("GAP 52") owned 576,576 shares of common stock and, as a result of the Reverse Stock Split, such shares of common stock became 57,657 shares of common stock.
- [F4]Prior to the Reverse Stock Split, GAP Coinvestment Partners, L.P. ("GAPCO") owned 2,517,561 shares of common stock and, as a result of the Reverse Stock Split, such shares of common stock became 251,756 shares of common stock.
- [F5]Prior to the Reverse Stock Split, GAP Coinvestment Partners II, L.P. ("GAPCO II") owned 119,272 shares of common stock and, as a result of the Reverse Stock Split, such shares of common stock became 11,927 shares of common stock.
- [F6]Prior to the Reverse Stock Split, this warrant was exercisable for 24,697 shares of common stock at an exercise price of $22.00 per share. As a result of the Reverse Stock Split, this warrant became exercisable for 2,469 shares of common stock at an exercise price of $220 per share.
- [F7]Prior to the Reverse Stock Split, this warrant was exercisable for 5,303 shares of common stock at an exercise price of $22.00 per share. As a result of the Reverse Stock Split, this warrant became exercisable for 530 shares of common stock at an exercise price of $220 per share.
- [F8]Prior to the Reverse Stock Split and subject to vesting, this option was exercisable for 50,000 shares of common stock at an exercise price of $4.445 per share. As a result of the Reverse Stock Split, this option became exercisable for 5,000 shares of common stock at an exercise price of $44.55 per share.
- [F9]Prior to the Reverse Stock Split and subject to vesting, this option was exercisable for 12,500 shares of common stock at an exercise price of $2.25 per share. As a result of the Reverse Stock Split, this option became exercisable for 1,250 shares of common stock at an exercise price of $22.50 per share.
Documents
Issuer
FIREPOND INC
CIK 0001098574
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001098574
Filing Metadata
- Form type
- 4
- Filed
- Dec 3, 7:00 PM ET
- Accepted
- Dec 4, 3:25 PM ET
- Size
- 22.9 KB