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FIRST FEDERAL CAPITAL CORP·4

Apr 22, 9:37 AM ET

DUNCAN MILNE J 4

4 · FIRST FEDERAL CAPITAL CORP · Filed Apr 22, 2004

Insider Transaction Report

Form 4

Period: 2004-04-20

FIRST FEDERAL CAPITAL CORPFTFC

Other

Transactions

Award
COMPENSATORY STOCK OPTIONS
2004-04-20+3,984→ 3,984 total
Exercise: $20.11Exp: 2014-04-20→ FTFC COMMON STOCK (3,984 underlying)
Award
FTFC COMMON STOCK
2004-04-20+4,200→ 6,300 total
Award
INCENTIVE STOCK OPTIONS
2004-04-20+14,916→ 14,916 total
Exercise: $20.11Exp: 2014-04-20→ FTFC COMMON STOCK (14,916 underlying)

Holdings

INCENTIVE STOCK OPTIONS
Exercise: $14.75Exp: 2008-01-27→ FTFC COMMON STOCK (0 underlying)
16,200
FTFC COMMON STOCK
(indirect: By Trust)
82,146
FTFC COMMON STOCK
(indirect: ESOP)
15,786
INCENTIVE STOCK OPTIONS
Exercise: $14.06Exp: 2011-04-24→ FTFC COMMON STOCK (0 underlying)
18,900

Footnotes (6)

[F1]Restricted Stock award subject to 50% vesting on 01/01/2005 and 50% on 01/01/2006.
[F2]Shares are held in a revocable living trust dates 5/9/96 of which Mr. and Mrs. Duncan are the sole trustees.
[F3]Exerciseable in installments: 5,400 shares on 01/27/1999; 5,400 shares on 01/27/2000; and 5,400 shares on 01/27/2000.
[F4]Exerciseable in installments: 6,300 shares on 04/24/2002; 6,300 shares on 04/24/2003; and 6,300 shares on 04/24/2004.
[F5]Exerciseable in equal installments (1,328) on 04/20/2005, 04/20/2006 and 04/20/2007.
[F6]Exerciseable in equal installments (4,972) on 04/20/2005, 04/20/2006 and 04/20/2007.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT