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4//SEC Filing

GUESS INC ET AL/CA/ 4

Accession 0001186323-04-000001

$GESCIK 0000912463operating

View on SEC.gov Company Profile

Filed

Sep 6, 8:00 PM ET

Accepted

Sep 7, 8:13 PM ET

Size

40.5 KB

Accession

0001186323-04-000001

Insider Transaction Report

Form 4

Period: 2004-09-02

GUESS INC ET AL/CA/GES

SHACHTMAN NANCY

President of Wholesale

Transactions

Exercise/Conversion
Common Stock
2004-09-02$7.31/sh+12,500$91,375→ 42,850 total
Sale
Common Stock
2004-09-02$15.00/sh−1,200$18,000→ 41,650 total
Sale
Common Stock
2004-09-03$15.94/sh−4,700$74,918→ 43,550 total
Sale
Common Stock
2004-09-03$15.92/sh−800$12,736→ 51,550 total
Sale
Common Stock
2004-09-03$15.98/sh−500$7,990→ 38,950 total
Sale
Common Stock
2004-09-03$16.00/sh−3,400$54,400→ 35,050 total
Sale
Common Stock
2004-09-03$16.05/sh−1,200$19,260→ 30,650 total
Sale
Common Stock
2004-09-07$16.50/sh−5,800$95,700→ 20,350 total
Sale
Common Stock
2004-09-03$15.90/sh−1,500$23,850→ 53,850 total
Exercise/Conversion
Employee Stock Option (right to buy)
2004-09-02−12,500→ 37,500 total
Exercise: $7.31Exp: 2013-07-29→ Common Stock (12,500 underlying)
Exercise/Conversion
Common Stock
2004-09-03$5.21/sh+25,000$130,250→ 55,350 total
Sale
Common Stock
2004-09-03$15.95/sh−1,300$20,735→ 42,250 total
Sale
Common Stock
2004-09-03$15.96/sh−600$9,576→ 41,650 total
Sale
Common Stock
2004-09-03$15.93/sh−3,300$52,569→ 48,250 total
Sale
Common Stock
2004-09-03$16.02/sh−900$14,418→ 31,850 total
Exercise/Conversion
Employee Stock Option (right to buy)
2004-09-03−25,000→ 50,000 total
Exercise: $5.21Exp: 2012-09-03→ Common Stock (25,000 underlying)
Sale
Common Stock
2004-09-03$15.97/sh−2,200$35,134→ 39,450 total
Tax Payment
Common Stock
2004-09-03$15.96/sh−3,572$57,009→ 26,778 total
Sale
Common Stock
2004-09-02$15.08/sh−11,300$170,404→ 30,350 total
Sale
Common Stock
2004-09-03$16.01/sh−2,300$36,823→ 32,750 total
Sale
Common Stock
2004-09-03$16.07/sh−300$4,821→ 30,350 total
Sale
Common Stock
2004-09-07$16.55/sh−628$10,393→ 26,150 total

Footnotes (3)

[F1]On July 29, 2004, 12,500 of the options became exercisable.
[F2]The options were disposed of through exercise.
[F3]On September 3, 2004, 25,000 of the options became exercisable.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

GUESS INC ET AL/CA/

CIK 0000912463

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000912463

Filing Metadata

Form type: 4
Filed: Sep 6, 8:00 PM ET
Accepted: Sep 7, 8:13 PM ET
Size: 40.5 KB

View on SEC.gov