ALLIANCE RESOURCE PARTNERS LP·4

Jan 29, 9:49 AM ET

WYNNE THOMAS M 4

4 · ALLIANCE RESOURCE PARTNERS LP · Filed Jan 29, 2026

Research Summary

AI-generated summary of this filing

Updated

Alliance Resource Partners (ARLP) Thomas Wynne, COO Receives Award

What Happened
Thomas M. Wynne, Senior Vice President and COO of Alliance Resource Partners (ARLP), was credited with 34,080 restricted units (derivative securities) reported as an award/acquisition on Jan 27, 2026. The filing shows no cash price (units resulted from previously granted long-term incentive awards) and the restricted units vested effective Jan 1, 2026 per the Compensation Committee’s determination.

Key Details

  • Transaction date: 2026-01-27; Form 4 filed: 2026-01-29 (timely filing).
  • Transaction type/code: A = Award/Grant (derivative securities); price: N/A.
  • Shares/units involved: 34,080 restricted units vested.
  • Shares owned after transaction: Not specified in the filing.
  • Notable footnotes: F5 — vesting requirements for 2023 LTIP grants were satisfied and units vested effective Jan 1, 2026; F4 — 1-for-1 conversion; F1–F3 — some units are held by Wynne-related trusts and Wynne Family LP (Mr. Wynne has trustee/related roles). F6 — not applicable.
  • No indication this was a sale or cashless exercise; this was compensation vesting, not an open-market purchase or sale.

Context
These units reflect compensation (long-term incentives) that vested rather than a market purchase or disposition. Such vesting events increase the insider’s beneficial holdings but do not by themselves signal buying or selling intent. For retail investors, awards/vesting are routine compensation events; purchases are typically more informative about an insider’s sentiment.

Insider Transaction Report

Form 4
Period: 2026-01-27
WYNNE THOMAS M
SENIOR VICE PRESIDENT AND COO
Transactions
  • Award

    Restricted unit

    [F4][F6][F5]
    2026-01-27+34,08034,080 total
    Common unit (34,080 underlying)
Holdings
  • Common units

    [F1]
    890,034.929
  • Common units

    [F2]
    (indirect: By Wynne Family LP)
    324,649
  • Common units

    [F3]
    (indirect: By Trust)
    99,745
Footnotes (6)
  • [F1]Units held by the Thomas M. Wynne Revocable Trust, which Mr. Wynne is trustee.
  • [F2]Units held by Wynne Family LP.
  • [F3]Units held by the Thomas M. Wynne Family Trust. Thomas P. Wynne is the trustee of the trust.
  • [F4]1 for 1
  • [F5]On January 27, 2026, the Compensation Committee determined that the vesting requirements for grants issued in 2023 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2026.
  • [F6]Not applicable
Signature
/s/ Thomas M. Wynne by Kenneth Hemm, pursuant to power of attorney dated April 11, 2013|2026-01-29

Documents

1 file
  • 4
    form4-01292026_020155.xmlPrimary